KKR Asian Fund IV SCSp: Form D filings, $13.2B sold to 315 investors (2020 to 2026)

Q: What is KKR Asian Fund IV SCSp?

KKR Asian Fund IV SCSp is a Luxembourg limited partnership that filed a Form D with the SEC on April 7, 2021 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Q: Is KKR Asian Fund IV SCSp legit?

AltStreet does not rate legitimacy; it reports the public record. KKR Asian Fund IV SCSp filed a Form D with the SEC on April 7, 2021 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $13,218,230,000 sold to 315 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Q: Is KKR Asian Fund IV SCSp registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that KKR Asian Fund IV SCSp claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

Q: How much has KKR Asian Fund IV SCSp raised?

KKR Asian Fund IV SCSp reported $13,218,230,000 sold from 315 investors in an offering of indefinite size as of the Form D filed April 7, 2021.

Q: Who can invest in KKR Asian Fund IV SCSp?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

Q: What is the minimum investment in KKR Asian Fund IV SCSp?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Q: Who is selling KKR Asian Fund IV SCSp and how are they paid?

The Form D names iCapital Securities, LLC (CRD 171061), associated with None; OCP Fund Management Inc., associated with None; OCP Fund Management LP, associated with None; J.P. Morgan Securities LLC (CRD 79), associated with None and 9 others as recipients of sales compensation soliciting in all states.

Q: Who is behind KKR Asian Fund IV SCSp?

The Form D lists 15 related persons: KKR Associates Asia IV SCSp, promoter (General Partner of the Issuer); KKR Asia IV S.a r.l., promoter (General Partner of the General Partner of the Issuer); Terence Gallagher, director (Manager of the General Partner of the General Partner of the Issuer); Jason Carss, director (Manager of the General Partner of the General Partner of the Issuer); Stefan Lambert, director (Manager of the General Partner of the General Partner of the Issuer); Thomas Weber, director (Manager of the General Partner of the General Partner of the Issuer); Alisa Wood, executive officer (Attorney of the General Partner of the General Partner of the Issuer); Philip Kim, executive officer (Attorney of the General Partner of the General Partner of the Issuer), and 7 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Q: Where is KKR Asian Fund IV SCSp located?

The issuer's address on its SEC filings is 9 West 57th Street, Suite 4200, New York, NY 10019. Its phone number of record is 212-750-8300. It is organized under the laws of Luxembourg.

Q: How long is the KKR Asian Fund IV SCSp offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 3 amendments are on record for this CIK.

AltStreetEDGAR DatabaseKKR Asian Fund IV SCSp
SEC filing record
Primary Source · SEC.gov
KKR Asian Fund IV SCSpFund Vehicle2020 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$13.2B
Investors
315
Min Invest
None stated
Is this your company or fund? Claim this page free, or verify it and carry the Verified Issuer mark.
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What this filing shows·Every sentence is a value as filed on SEC Form D
KKR Asian Fund IV SCSp is a Luxembourg limited partnership that first filed a Form D on March 26, 2020 and most recently amended it on April 7, 2021, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. KKR Asian Fund IV SCSp reported $13,218,230,000 sold from 315 investors in an offering of indefinite size as of the Form D filed April 7, 2021. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names iCapital Securities, LLC (CRD 171061), associated with None; OCP Fund Management Inc., associated with None; OCP Fund Management LP, associated with None; J.P. Morgan Securities LLC (CRD 79), associated with None and 9 others as recipients of sales compensation soliciting in all states. The issuer's address of record is 9 West 57th Street, Suite 4200, New York, NY 10019.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing April 7, 2021
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
Timeline 
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer 
EDGAR Filing Data
Form D — Primary Source
View on SEC.gov 
CIK Number0001807658
Entity NameKKR Asian Fund IV SCSp
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationLuxembourg
Issuer Address9 West 57th Street, Suite 4200, New York, NY 10019
Phone(212) 750-8300
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateMarch 27, 2020
Filing DateApril 7, 2021
Accession Number0001807658-21-000001
Total Offering AmountIndefinite
Total Amount Sold$13,218,230,000
Total Investors315
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment Count4 filings on record
Filings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
D/AApril 7, 20210001807658-21-000001D/AOctober 1, 20200001807658-20-000003D/AAugust 5, 20200001807658-20-000002DMarch 26, 20200001807658-20-000001
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Open in the terminal Watch this issuerInvestor $149/mo unlocks the values; Pro $349/mo adds the universe.
Fund family Part of the KKR Asian Fund family: 4 vehicles across 3 generations · adviser of record Kohlberg Kravis Roberts & Co. L.P., Icapital Advisors, LLC · full family and the filing behind each link in the terminal
Investor
The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
The dated record: 153 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
Kohlberg Kravis Roberts & Co. L.P.CRD 144533 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: Deloitte & Touche LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2021-04-07: 4 related persons added and 6 removed against the filing of 2020-10-01; 15 now listed. The names are in the Terminal feed.
KKR Associates Asia IV SCSp
Promoter · New York, NY
General Partner of the Issuer
KKR Asia IV S.a r.l.
Promoter · New York, NY
General Partner of the General Partner of the Issuer
Terence Gallagher
Director · New York, NY
Manager of the General Partner of the General Partner of the Issuer
Jason Carss
Director · New York, NY
Manager of the General Partner of the General Partner of the Issuer
Stefan Lambert
Director · Luxembourg, N4
Manager of the General Partner of the General Partner of the Issuer
Thomas Weber
Director · Luxembourg, N4
Manager of the General Partner of the General Partner of the Issuer
Alisa Wood
Executive Officer · New York, NY
Attorney of the General Partner of the General Partner of the Issuer
Philip Kim
Executive Officer · New York, NY
Attorney of the General Partner of the General Partner of the Issuer
Steven F. Codispoti
Executive Officer · New York, NY
Attorney of the General Partner of the General Partner of the Issuer
Hadi Husain
Executive Officer · New York, NY
Attorney of the General Partner of the General Partner of the Issuer
Jennifer McGroarty
Executive Officer · New York, NY
Attorney of the General Partner of the General Partner of the Issuer
Christopher B. Lee
Executive Officer · New York, NY
Attorney of the General Partner of the General Partner of the Issuer
Joan Lacagnina
Executive Officer · New York, NY
Attorney of the General Partner of the General Partner of the Issuer
Mary Shaw
Executive Officer · New York, NY
Attorney of the General Partner of the General Partner of the Issuer
Stephen Jordan
Executive Officer · New York, NY
Attorney of the General Partner of the General Partner of the Issuer
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
iCapital Securities, LLCCRD 171061 on BrokerCheck 
Associated broker-dealer: None · New York, NY · Soliciting in all states
OCP Fund Management Inc.
Associated broker-dealer: None · Toronto, A6 and outside the United States
OCP Fund Management LP
Associated broker-dealer: None · Toronto, A6 and outside the United States
J.P. Morgan Securities LLCCRD 79 on BrokerCheck 
Associated broker-dealer: None · New York, NY · Soliciting in all states
UBS Financial Services Inc.CRD 8174 on BrokerCheck 
Associated broker-dealer: None · New York, NY · Soliciting in all states
Eugene Investment & Securities Co., Ltd.
Associated broker-dealer: None · Seoul, M5 and outside the United States
Korea Investment & Securities Co., Ltd.
Associated broker-dealer: None · Seoul, M5 and outside the United States
Lyntone Capital Advisors Ltd.
Associated broker-dealer: None · Tel Aviv, L3 and outside the United States
Picton S.A.
Associated broker-dealer: None · Santiago, F3 and outside the United States
NH Investment & Securities Co., Ltd.
Associated broker-dealer: None · Seoul, M5 and outside the United States
Samsung Securities Co., Ltd.
Associated broker-dealer: None · Seoul, M5 and outside the United States
Sumitomo Mitsui Banking Corporation
Associated broker-dealer: None · Tokyo, M0 and outside the United States
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCRD 7691 on BrokerCheck 
Associated broker-dealer: None · New York, NY · Soliciting in all states
Questions About KKR Asian Fund IV SCSp
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is KKR Asian Fund IV SCSp?KKR Asian Fund IV SCSp is a Luxembourg limited partnership that filed a Form D with the SEC on April 7, 2021 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.
Is KKR Asian Fund IV SCSp legit?AltStreet does not rate legitimacy; it reports the public record. KKR Asian Fund IV SCSp filed a Form D with the SEC on April 7, 2021 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $13,218,230,000 sold to 315 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is KKR Asian Fund IV SCSp registered with or approved by the SEC?No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that KKR Asian Fund IV SCSp claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has KKR Asian Fund IV SCSp raised?KKR Asian Fund IV SCSp reported $13,218,230,000 sold from 315 investors in an offering of indefinite size as of the Form D filed April 7, 2021.
Who can invest in KKR Asian Fund IV SCSp?The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in KKR Asian Fund IV SCSp?The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling KKR Asian Fund IV SCSp and how are they paid?The Form D names iCapital Securities, LLC (CRD 171061), associated with None; OCP Fund Management Inc., associated with None; OCP Fund Management LP, associated with None; J.P. Morgan Securities LLC (CRD 79), associated with None and 9 others as recipients of sales compensation soliciting in all states.
Who is behind KKR Asian Fund IV SCSp?The Form D lists 15 related persons: KKR Associates Asia IV SCSp, promoter (General Partner of the Issuer); KKR Asia IV S.a r.l., promoter (General Partner of the General Partner of the Issuer); Terence Gallagher, director (Manager of the General Partner of the General Partner of the Issuer); Jason Carss, director (Manager of the General Partner of the General Partner of the Issuer); Stefan Lambert, director (Manager of the General Partner of the General Partner of the Issuer); Thomas Weber, director (Manager of the General Partner of the General Partner of the Issuer); Alisa Wood, executive officer (Attorney of the General Partner of the General Partner of the Issuer); Philip Kim, executive officer (Attorney of the General Partner of the General Partner of the Issuer), and 7 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is KKR Asian Fund IV SCSp located?The issuer's address on its SEC filings is 9 West 57th Street, Suite 4200, New York, NY 10019. Its phone number of record is 212-750-8300. It is organized under the laws of Luxembourg.
How long is the KKR Asian Fund IV SCSp offering open?The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 3 amendments are on record for this CIK.
How large is KKR Asian Fund IV SCSp?The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.