SEC filing record
Primary Source · SEC.gov

Blackstone Capital Opportunities Fund IV LP

Fund Vehicle2020 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$2.8B

Investors

54

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Blackstone Capital Opportunities Fund IV LP is a Delaware limited partnership that first filed a Form D on June 15, 2020 and most recently amended it on January 15, 2021, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Blackstone Capital Opportunities Fund IV LP reported $2,802,237,723 sold from 54 investors in an offering of indefinite size as of the Form D filed January 15, 2021. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Brookvine Pty Limited, associated with None; Compass Group Global Advisors S.A., associated with None; KB Securities Co., Ltd., associated with None; IBK Securities Co., Ltd., associated with None as recipients of sales compensation. The issuer's address of record is 345 Park Avenue, 31st Floor, New York, NY 10154.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing January 15, 2021

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001812795
Entity NameBlackstone Capital Opportunities Fund IV LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address345 Park Avenue, 31st Floor, New York, NY 10154
Phone(212) 503-2100
Former NamesGSO CAPITAL OPPORTUNITIES FUND IV LP (until June 16, 2020)
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateJune 30, 2020
Filing DateJanuary 15, 2021
Accession Number0001812795-21-000002
Total Offering AmountIndefinite
Total Amount Sold$2,802,237,723
Total Investors54
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

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0 watch · 0 info

Statements extracted

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none on file

NAV prints

0

none on file

Offering chains

1

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Investor

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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

Blackstone Alternative Credit Advisors LP

CRD 137519 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund

Auditor named on Form ADV: Deloitte & Touche LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2021-01-15: 1 related person added and 1 removed against the filing of 2020-06-15; 11 now listed. The names are in the Terminal feed.

GSO Capital Opportunities Associates IV LP

Promoter · New York, NY

The General Partner of the Issuer

Dwight Scott

Executive Officer · New York, NY

Executive Officer of Management Company of the Issuer

Louis Salvatore

Executive Officer · New York, NY

Executive Officer of Management Company of the Issuer

Robert Petrini

Executive Officer · New York, NY

Executive Officer of Management Company of the Issuer

Brad Marshall

Executive Officer · New York, NY

Executive Officer of Management Company of the Issuer

Paulo Eapen

Executive Officer · New York, NY

Executive Officer of Management Company of the Issuer

Marisa Beeney

Executive Officer · New York, NY

Executive Officer of Management Company of the Issuer

Paul Kelly

Executive Officer · New York, NY

Executive Officer of Management Company of the Issuer

Panayiota Bougiamas

Executive Officer · New York, NY

Executive Officer of Management Company of the Issuer

Kevin Kresge

Executive Officer · New York, NY

Executive Officer of Management Company of the Issuer

Blackstone Alternative Credit Advisors LP

Promoter · New York, NY

The Management Company of the Issuer

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Brookvine Pty Limited

Associated broker-dealer: None · Woollahra, C3 and outside the United States

Compass Group Global Advisors S.A.

Associated broker-dealer: None · Santiago, F3 and outside the United States

KB Securities Co., Ltd.

Associated broker-dealer: None · Seoul, M5 and outside the United States

IBK Securities Co., Ltd.

Associated broker-dealer: None · Seoul, M5 and outside the United States

Questions About Blackstone Capital Opportunities Fund IV LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Blackstone Capital Opportunities Fund IV LP?

Blackstone Capital Opportunities Fund IV LP is a Delaware limited partnership that filed a Form D with the SEC on January 15, 2021 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is Blackstone Capital Opportunities Fund IV LP legit?

AltStreet does not rate legitimacy; it reports the public record. Blackstone Capital Opportunities Fund IV LP filed a Form D with the SEC on January 15, 2021 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $2,802,237,723 sold to 54 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Blackstone Capital Opportunities Fund IV LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Blackstone Capital Opportunities Fund IV LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Blackstone Capital Opportunities Fund IV LP raised?

Blackstone Capital Opportunities Fund IV LP reported $2,802,237,723 sold from 54 investors in an offering of indefinite size as of the Form D filed January 15, 2021.

Who can invest in Blackstone Capital Opportunities Fund IV LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Blackstone Capital Opportunities Fund IV LP?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Blackstone Capital Opportunities Fund IV LP and how are they paid?

The Form D names Brookvine Pty Limited, associated with None; Compass Group Global Advisors S.A., associated with None; KB Securities Co., Ltd., associated with None; IBK Securities Co., Ltd., associated with None as recipients of sales compensation.

Who is behind Blackstone Capital Opportunities Fund IV LP?

The Form D lists 11 related persons: GSO Capital Opportunities Associates IV LP, promoter (The General Partner of the Issuer); Dwight Scott, executive officer (Executive Officer of Management Company of the Issuer); Louis Salvatore, executive officer (Executive Officer of Management Company of the Issuer); Robert Petrini, executive officer (Executive Officer of Management Company of the Issuer); Brad Marshall, executive officer (Executive Officer of Management Company of the Issuer); Paulo Eapen, executive officer (Executive Officer of Management Company of the Issuer); Marisa Beeney, executive officer (Executive Officer of Management Company of the Issuer); Paul Kelly, executive officer (Executive Officer of Management Company of the Issuer), and 3 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Blackstone Capital Opportunities Fund IV LP located?

The issuer's address on its SEC filings is 345 Park Avenue, 31st Floor, New York, NY 10154. Its phone number of record is 212-503-2100. It is organized under the laws of Delaware.

How long is the Blackstone Capital Opportunities Fund IV LP offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is Blackstone Capital Opportunities Fund IV LP?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.