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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 604

CIK 0001814434Single-Deal SPV2020 vintage506(b), 3(c)(1)

Raised

$311K

Investors

24

Min Invest

$3,782

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 604 is a Delaware pooled investment vehicle filed August 5, 2020, raising $311K from 24 investors under Rule 506(b) and 3(c)(1) exemptions with a $4K minimum investment. This series-structured SPV is part of the EquityZen platform, a pre-IPO secondary marketplace sponsor with nearly 1,900 related EDGAR entities managed by EquityZen Advisors LLC.

This pre-IPO fund vehicle uses the standard 506(b)/3(c)(1) exemption pairing common to private investment companies targeting accredited investors. The $4K minimum investment represents a retail-accessible entry point significantly lower than typical institutional pre-IPO funds, consistent with EquityZen's platform model of fractionalizing access to private growth company shares through series-based SPVs.

Data Flags

generalNo first sale date disclosed on original filing despite capital raised; consistent across EquityZen platform entities and likely a standard template convention
investor_count24 investors contributing $311K yields an average check size of ~$13K, indicating high investor fragmentation relative to total raise amount

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001814434
Entity NameEquityZen Growth Technology Fund LLC - Series 604
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateAugust 5, 2020
Accession Number0001814434-20-000001
Total Amount Sold$311K
Total Investors24
Minimum Investment$3,782
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.