SEC filing record
Primary Source · SEC.gov

Linqto Liquidshares LLC

Fund Vehicle2025 vintage506(c), 3(c)(1)
Latest signalNew Form D filerForm D · 2025-01-28500 events: 195 sold increased, 155 investors increased, 121 new form d filerLast filing 2025-01-28

Raised

$7M

Investors

97

Min Invest

$2,500

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AltStreet Analysis

·

Generated from EDGAR primary sources

Linqto Liquidshares LLC is a Delaware-formed pooled investment fund vehicle that filed this amended Form D on 2025-01-10, reporting $7.3M raised from 97 investors at a $3K minimum investment under combined Rule 506(c) and Section 3(c)(1) exemptions. David Paul is listed as the executive officer; no parent platform or sibling entities were identified in available records, though the entity name suggests a connection to Linqto's private-share liquidity platform.

This is a pooled investment fund relying on the common 506(c)/3(c)(1) exemption pairing seen among smaller private funds, with a low $3K minimum investment that is atypical for institutional alternative vehicles and more consistent with a retail-accessible or fractionalized structure. The $7.3M raise size and 97-investor count place it at the lower end of the alternative investment category by capital raised.

Data Flags

totalInvestors97 investors is close to the 100-investor statutory ceiling for Section 3(c)(1) funds, which may constrain future capital raising under this exemption without restructuring.
firstSaleDateFirst sale date is not disclosed despite $7.3M already raised from 97 investors, which is unusual for a filing at this raise size (below the $100M threshold where omission is standard for large institutional funds).
minimumInvestmentA $3K minimum investment combined with a 3(c)(1) exemption (typically limited to accredited/qualified investors) suggests a fractionalized or retail-adjacent offering structure, worth noting relative to typical institutional minimums.
exemptionFiling claims both 506(c) and 3(c)(1) exemptions simultaneously, a common combination for pooled investment funds seeking both general solicitation and private fund status.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing January 28, 2025

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001841356
Entity NameLinqto Liquidshares LLC
ExemptionRule 506(c), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(c) of Regulation D: the issuer may advertise the offering publicly, but every purchaser must be a verified accredited investor. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address101 Metro Drive, Suite 335, San Jose, CA 95110
Phone(408) 878-6154
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypePooled Investment Fund, Other
First Sale Date—
Filing DateJanuary 10, 2025
Accession Number0001841356-25-000033
Total Offering AmountIndefinite
Total Amount Sold$7,303,217
Total Investors97
Non-Accredited InvestorsNone
Minimum Investment$2,500
Offering DurationIntended to last more than one year
Sales Commissions$0
Finders' Fees$0
Net Asset Value RangeDecline to Disclose
State (Issuer Address)CA
Amendment Count1231 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first (15 of 1231). Each opens the SEC archive folder.

In the Terminal

Filing events

500

latest Jan 28, 2025

Critical / warning

0 / 18

196 watch · 286 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

50

dark, closed, stalled

Latest event New filer · Jan 28, 2025

SEC.gov
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Investor

  • The dated record: 10,236 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
  • 500 filing events with values and deltas, latest 2025-01-28, and alerts on the next one
  • 50 offering timelines: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

David Paul

Executive Officer · San Jose, CA

Questions About Linqto Liquidshares LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Linqto Liquidshares LLC?

Linqto Liquidshares LLC is a Delaware limited liability company that filed a Form D with the SEC on January 28, 2025 as a other investment fund. The filing claims Rule 506(c), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests. AltStreet links the issuer to Linqto.

Is Linqto Liquidshares LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Linqto Liquidshares LLC filed a Form D with the SEC on January 28, 2025 claiming Rule 506(c), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $3,197 sold to 1 investor. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to Linqto, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Linqto Liquidshares LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Linqto Liquidshares LLC claimed Rule 506(c), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Linqto Liquidshares LLC raised?

Linqto Liquidshares LLC reported $3,197 sold from 1 investor in an offering of indefinite size as of the Form D filed January 28, 2025.

Who can invest in Linqto Liquidshares LLC?

The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $2,500.

What is the minimum investment in Linqto Liquidshares LLC?

The Form D lists $2,500 as the minimum investment accepted from any outside investor as of January 28, 2025. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Linqto Liquidshares LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Linqto Liquidshares LLC?

The Form D lists 1 related person: David Paul, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Linqto Liquidshares LLC located?

The issuer's address on its SEC filings is 101 Metro Drive, Suite 335, San Jose, CA 95110. Its phone number of record is 4088786154. It is organized under the laws of Delaware.

How long is the Linqto Liquidshares LLC offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 12 amendments are on record for this CIK.

How large is Linqto Liquidshares LLC?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.