SEC filing record
Primary Source · SEC.gov

Cunat Exchange III DST

2021 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$23M

Investors

52

Min Invest

$100,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Cunat Exchange III DST is a Delaware business trust that first filed a Form D on February 24, 2021 and most recently amended it on December 16, 2021 in the Residential industry group. The offering claims Rule 506(b) and covers equity. Cunat Exchange III DST reported $22,500,000 sold from 52 investors of a $22,500,000 total offering as of the Form D filed December 16, 2021. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000. The Form D names ARETE Wealth Management LLC (CRD 44856), associated with None; Great Point Capital, LLC (CRD 114203), associated with None; Capulet LLC (CRD 155155), associated with Edward Fernandez; Cabin Securities, Inc. (CRD 137608), associated with Sam Bhsushan and 13 others as recipients of sales compensation soliciting in all states. The issuer's address of record is 5400 W. Elm St., Ste. 110, Mchenry, IL 60050.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001847219
Entity NameCunat Exchange III DST
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeBusiness Trust
Jurisdiction of OrganizationDelaware
Issuer Address5400 W. Elm St., Ste. 110, Mchenry, IL 60050
Phone(815) 385-3871
Industry / Fund TypeResidential
Securities TypeEquity
First Sale DateMarch 16, 2021
Filing DateDecember 16, 2021
Accession Number0001847219-21-000002
Total Offering Amount$22,500,000
Total Amount Sold$22,500,000
Amount Remaining$0
Total Investors52
Non-Accredited InvestorsNone
Minimum Investment$100,000
Offering DurationOne year or less
Revenue Range$1,000,001 - $5,000,000
State (Issuer Address)IL
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

closed

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Fund family Part of the Cunat Exchange DST family: 7 vehicles across 7 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Brian G. Cunat

Executive Officer · MCHENRY, IL

John C. Cunat

Executive Officer · MCHENRY, IL

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

ARETE Wealth Management LLCCRD 44856 on BrokerCheck

Associated broker-dealer: None · Chicago, IL · Soliciting in all states

Great Point Capital, LLCCRD 114203 on BrokerCheck

Associated broker-dealer: None · Chicago, IL · Soliciting in all states

Capulet LLCCRD 155155 on BrokerCheck

Associated broker-dealer: Edward Fernandez (CRD 2956661) · Phoenix, AZ · Soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TX, UT, VA, VT, WA, WI, WV

Cabin Securities, Inc.CRD 137608 on BrokerCheck

Associated broker-dealer: Sam Bhsushan (CRD 4884717) · Overland Park, KS · Soliciting in all states

Titan Securities, Inc.CRD 131392 on BrokerCheck

Associated broker-dealer: None · Addison, TX · Soliciting in AR, AZ, CA, CO, FL, GA, HI, ID, IL, IN, KS, LA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WV, WY

Emerson Equity, LLCCRD 130032 on BrokerCheck

Associated broker-dealer: Darrach Bourke (CRD 5255413) · San Mateo, CA · Soliciting in all states

Emerson Equity LLCCRD 130032 on BrokerCheck

Associated broker-dealer: Michael Culwell (CRD 5989109) · San Mateo, CA · Soliciting in all states

Emerson Equity, LLCCRD 130032 on BrokerCheck

Associated broker-dealer: Ehud Gersten (CRD 7066119) · San Mateo, CA · Soliciting in all states

Dempsey Lord Smith, LLCCRD 141238 on BrokerCheck

Associated broker-dealer: Robert Langhorst (CRD 1832998) · Rome, GA · Soliciting in all states

Center Street Securities Inc.CRD 26898 on BrokerCheck

Associated broker-dealer: Phillip Falk (CRD 2372997) · Nashville, TN · Soliciting in all states

Center Street Securities Inc.CRD 26898 on BrokerCheck

Associated broker-dealer: Adam Wright (CRD 6234854) · Nashville, TN · Soliciting in all states

Wealthforge Securities, LLCCRD 152550 on BrokerCheck

Associated broker-dealer: David Kangas (CRD 6591398) · Richmond, VA · Soliciting in all states

Lightpath CapitalCRD 34617 on BrokerCheck

Associated broker-dealer: None · Southlake, TX · Soliciting in AL, AR, AZ, CA, CO, CT, FL, HI, LA, MA, MD, MS, MT, NC, NM, NV, NY, OH, OK, OR, PA, TX, VA, WA

American Trust Investment Services, Inc.CRD 3001 on BrokerCheck

Associated broker-dealer: Ivan West (CRD 4921015) · Lisle, IL · Soliciting in all states

American Trust Investment Services, Inc.CRD 3001 on BrokerCheck

Associated broker-dealer: John Altobello IV (CRD 5093202) · Lisle, IL · Soliciting in all states

American Trust Investment Services, Inc.CRD 3001 on BrokerCheck

Associated broker-dealer: David Levinson (CRD 705929) · Lisle, IL · Soliciting in all states

Willow Cove Investment Group, Inc.CRD 107824 on BrokerCheck

Associated broker-dealer: Mike Frager (CRD 1230622) · WINNECONNE, WI · Soliciting in AK, AZ, CA, FL, ID, IL, MN, ND, NV, TX, WI

Questions About Cunat Exchange III DST

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Cunat Exchange III DST?

Cunat Exchange III DST is a Delaware business trust that filed a Form D with the SEC on December 16, 2021 in the Residential industry group. The filing claims Rule 506(b) for an offering of equity.

Is Cunat Exchange III DST legit?

AltStreet does not rate legitimacy; it reports the public record. Cunat Exchange III DST filed a Form D with the SEC on December 16, 2021 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $22,500,000 sold to 52 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Cunat Exchange III DST registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Cunat Exchange III DST claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Cunat Exchange III DST raised?

Cunat Exchange III DST reported $22,500,000 sold from 52 investors of a $22,500,000 total offering as of the Form D filed December 16, 2021.

Who can invest in Cunat Exchange III DST?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.

What is the minimum investment in Cunat Exchange III DST?

The Form D lists $100,000 as the minimum investment accepted from any outside investor as of December 16, 2021. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Cunat Exchange III DST and how are they paid?

The Form D names ARETE Wealth Management LLC (CRD 44856), associated with None; Great Point Capital, LLC (CRD 114203), associated with None; Capulet LLC (CRD 155155), associated with Edward Fernandez; Cabin Securities, Inc. (CRD 137608), associated with Sam Bhsushan and 13 others as recipients of sales compensation soliciting in all states.

Who is behind Cunat Exchange III DST?

The Form D lists 2 related persons: Brian G. Cunat, executive officer; John C. Cunat, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Cunat Exchange III DST located?

The issuer's address on its SEC filings is 5400 W. Elm St., Ste. 110, Mchenry, IL 60050. Its phone number of record is 8153853871. It is organized under the laws of Delaware.

How long is the Cunat Exchange III DST offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

What is Cunat Exchange III DST's revenue?

The Form D reports a revenue range of $1,000,001 - $5,000,000.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.