EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1013

CIK 0001879618Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$3M

Investors

52

Min Invest

$11,844

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1013 is a Delaware-based pooled investment fund filing under exemptions 506(b) and 3(c)(1), filed December 30, 2021. The vehicle raised $3.2M from 52 investors with a $12K minimum investment. It is part of the EquityZen platform, which operates a large family of pre-IPO investment vehicles with over 1,800 related EDGAR entities.

This filing reflects the standard EquityZen series structure for pre-IPO secondary market access: Regulation D 506(b) private placement with Investment Company Act 3(c)(1) exemption, enabling participation from accredited investors at accessible minimums ($12K). The investor-to-capital ratio (52 investors / $3.2M ≈ $61.5K average) is consistent with retail-accessible pre-IPO pooled vehicles in this category.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001879618
Entity NameEquityZen Growth Technology Fund LLC - Series 1013
Exemption506(b), 3(c)(1)
First Sale Date
Filing DateDecember 30, 2021
Accession Number0001879618-21-000001
Total Amount Sold$3M
Total Investors52
Minimum Investment$11,844
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.