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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 964

CIK 0001875805Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$702K

Investors

26

Min Invest

$10,008

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 964 is a Delaware-organized pooled investment fund filed September 9, 2021, raising $702K from 26 investors with a $10K minimum under Rule 506(b) and Section 3(c)(1). This is part of the EquityZen platform, which sponsors pre-IPO investment vehicles accessing private growth-stage technology companies.

This pre-IPO fund uses the 506(b) exemption combined with 3(c)(1), a standard structure for sub-100 investor pooled vehicles accessing private securities. The $10K minimum represents a retail-accessible tier within the pre-IPO category, significantly lower than typical institutional minimums, consistent with EquityZen's platform model of democratizing access to late-stage private company shares.

Data Flags

investor_count26 investors into a $702K raise yields an average check size of approximately $27K, indicating high investor fragmentation relative to capital raised

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001875805
Entity NameEquityZen Growth Technology Fund LLC - Series 964
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateSeptember 9, 2021
Accession Number0001875805-21-000001
Total Amount Sold$702K
Total Investors26
Minimum Investment$10,008
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.