AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 978

CIK 0001877522Single-Deal SPV2021 vintage506(b)

Raised

$2M

Investors

70

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 978 is a Delaware-domiciled pooled investment fund filed by EquityZen Advisors LLC, raising $2.0M from 70 investors under Rule 506(b) with a $10K minimum investment. This amended filing is part of the EquityZen platform, which operates nearly 1,900 related pre-IPO investment vehicles.

This pre-IPO fund follows the EquityZen platform's standardized approach of single-asset or narrow-portfolio series vehicles with accessible minimums ($10K). The 506(b) exemption and structured series format are typical for syndicated access to private company shares, enabling retail-adjacent participation in growth technology holdings.

Data Flags

investor_count70 investors contributing $2.0M total indicates an average check size of approximately $28.6K, notably small even for a $10K minimum and suggesting highly fragmented participation
first_sale_dateFirst sale date not disclosed on amended filing with $2.0M raised; unusual for sub-$100M raise where initial transaction date is typically reported

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001877522
Entity NameEquityZen Growth Technology Fund LLC - Series 978
Exemption506(b)
First Sale Date—
Filing DateOctober 8, 2021
Accession Number0001877522-21-000002
Total Amount Sold$2M
Total Investors70
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Claim Profile — FreeGet Verified — $2,400/yr

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.