AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 991

CIK 0001878700Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$708K

Investors

32

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 991 is a Delaware-organized pooled investment vehicle filed by EquityZen Advisors LLC, raising $708K from 32 investors with a $10K minimum investment under Rule 506(b) and Section 3(c)(1). This amended filing is part of the EquityZen platform, which operates a series-based fund structure for pre-IPO secondary investments across nearly 1,900 EDGAR entities.

This pre-IPO fund follows the typical EquityZen model: a series-level SPV using the 506(b) private placement exemption with 3(c)(1) investment company exclusion, accessible at a $10K minimum. The investor count and capital raised align with retail-accessible secondary market structures common in the platform's series fund architecture.

Data Flags

generalAverage investment of ~$22K across 32 investors reflects highly fragmented retail participation, characteristic of the EquityZen platform's democratized secondary access model

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001878700
Entity NameEquityZen Growth Technology Fund LLC - Series 991
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateOctober 20, 2021
Accession Number0001878700-21-000003
Total Amount Sold$708K
Total Investors32
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.