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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1017

CIK 0001879622Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$3M

Investors

52

Min Invest

$9,150

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1017 is a Delaware pooled investment fund filed September 1, 2021, that raised $2.6M from 52 investors under Rule 506(b) and 3(c)(1) exemptions with a $9K minimum investment. The entity is part of the EquityZen pre-IPO secondary market platform, managed by EquityZen Advisors LLC, with Philip Haslett and Richard Thoms serving as executive officers.

This pre-IPO pooled fund uses the standard 506(b)/3(c)(1) exemption combination typical of private secondary market vehicles. The $9K minimum investment is notably accessible compared to most institutional pre-IPO funds, reflecting EquityZen's platform model of enabling retail-adjacent accredited investors to access late-stage private company equity through pooled structures.

Data Flags

generalPlatform convention: EquityZen series vehicles routinely list Assure Fund Management II LLC as a director across numerous filings; this appears to be a fund administration relationship consistent with the platform's standard filing template
investor_count52 investors contributing $2.6M yields an average check size of approximately $50K, indicating significant participation fragmentation relative to the $9K minimum; suggests near-minimum investments from many participants

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001879622
Entity NameEquityZen Growth Technology Fund LLC - Series 1017
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateSeptember 1, 2021
Accession Number0001879622-21-000001
Total Amount Sold$3M
Total Investors52
Minimum Investment$9,150
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.