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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1028

CIK 0001881091Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$2M

Investors

52

Min Invest

$11,060

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1028 is a Delaware pooled investment fund vehicle filed by EquityZen Advisors LLC on 2021-09-29, raising $2.2M from 52 investors under Rule 506(b) and Section 3(c)(1) exemptions. The offering had an $11K minimum investment and is part of the EquityZen platform, which operates nearly 1,900 pre-IPO investment vehicles for secondary transactions in private growth companies.

This pre-IPO fund employs the standard 506(b)/3(c)(1) private placement structure common to secondary market platforms, with a retail-accessible $11K minimum investment that enables broad investor participation. The $42K average commitment (calculated from $2.2M across 52 investors) aligns with EquityZen's model of aggregating smaller checks into company-specific SPVs for accessing late-stage private equity.

Data Flags

generalFiling includes Assure Fund Management II LLC as a director; consistent with related EquityZen series entities, this appears to be an administrative/formation service provider role rather than an anomaly

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001881091
Entity NameEquityZen Growth Technology Fund LLC - Series 1028
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateSeptember 29, 2021
Accession Number0001881091-21-000001
Total Amount Sold$2M
Total Investors52
Minimum Investment$11,060
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.