AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1037

CIK 0001882502Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$690K

Investors

36

Min Invest

$1,800

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1037 is a Delaware pooled investment vehicle filed by EquityZen Advisors LLC, raising $690K from 36 investors with a $2K minimum investment under Rule 506(b) and Section 3(c)(1). This is part of EquityZen's pre-IPO platform, which operates over 1,889 related series vehicles providing secondary market access to private company equity.

This pre-IPO fund follows the standard EquityZen platform structure: a 506(b) private placement with 3(c)(1) exemption, enabling retail-accessible minimums ($2K) for fractional exposure to late-stage private company shares. The investor count and raise amount align with EquityZen's typical sub-$1M series vehicles designed for broad participation in secondary transactions.

Data Flags

generalAssure Fund Management II LLC listed as director is a known fund administration service provider; investment oversight likely resides with EquityZen Advisors

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001882502
Entity NameEquityZen Growth Technology Fund LLC - Series 1037
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateOctober 6, 2021
Accession Number0001882502-21-000001
Total Amount Sold$690K
Total Investors36
Minimum Investment$1,800
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Claim Profile — FreeGet Verified — $2,400/yr

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.