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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1040

CIK 0001882506Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$788K

Investors

32

Min Invest

$10,004

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1040 is a Delaware pooled investment fund vehicle filed by EquityZen Advisors on 2021-10-20, raising $788K from 32 investors under Rule 506(b) and 3(c)(1) exemptions with a $10K minimum investment. This entity is part of the EquityZen platform, which operates nearly 1,900 related EDGAR entities focused on pre-IPO secondary market access.

This pre-IPO pooled fund uses the standard 506(b)/3(c)(1) exemption structure common to private equity vehicles, with a $10K minimum investment representing the retail-accessible tier of the secondary market. The $788K raise across 32 investors ($24.6K average) is consistent with EquityZen's single-company SPV model targeting individual accredited investors.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001882506
Entity NameEquityZen Growth Technology Fund LLC - Series 1040
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateOctober 20, 2021
Accession Number0001882506-21-000001
Total Amount Sold$788K
Total Investors32
Minimum Investment$10,004
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.