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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1041

CIK 0001883655Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$2M

Investors

51

Min Invest

$10,003

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1041 is a Delaware pooled investment fund filed by EquityZen Advisors LLC that raised $1.9M from 51 investors under Rule 506(b) and Section 3(c)(1) exemptions, with a $10K minimum investment. This is part of EquityZen's platform of over 1,800 related entities providing access to pre-IPO secondary market investments.

This pre-IPO fund vehicle uses the standard 506(b)/3(c)(1) exemption pattern for private placements limited to 100 beneficial owners. The $10K minimum investment represents a retail-accessible threshold, significantly lower than typical institutional pre-IPO funds, consistent with EquityZen's platform model of democratizing access to late-stage private company shares.

Data Flags

investor_count51 investors contributing $1.9M yields an average check size of approximately $37K, indicating broad retail participation with small individual allocations

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001883655
Entity NameEquityZen Growth Technology Fund LLC - Series 1041
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateOctober 13, 2021
Accession Number0001883655-21-000001
Total Amount Sold$2M
Total Investors51
Minimum Investment$10,003
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.