AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1049

CIK 0001883657Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$439K

Investors

29

Min Invest

$10,002

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1049 is a Delaware pooled investment vehicle filed on 2021-10-27, raising $439K from 29 investors under Rule 506(b) and Section 3(c)(1). The fund requires a $10K minimum investment and is part of the EquityZen platform, which operates 1889+ related entities providing pre-IPO secondary market access.

This pre-IPO fund uses the standard 506(b) / 3(c)(1) exemption pattern common to private secondary market vehicles. The $10K minimum positions it as accessible retail alternative, significantly lower than typical institutional pre-IPO funds which often require $100K-$1M+ minimums.

Data Flags

investor_count29 investors contributing to a $439K raise indicates an average check size of approximately $15K, substantially lower than typical institutional pre-IPO commitments

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001883657
Entity NameEquityZen Growth Technology Fund LLC - Series 1049
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateOctober 27, 2021
Accession Number0001883657-21-000001
Total Amount Sold$439K
Total Investors29
Minimum Investment$10,002
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Claim Profile — FreeGet Verified — $2,400/yr

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.