EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1063

CIK 0001885640Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$870K

Investors

44

Min Invest

$10,005

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1063 is a Delaware pooled investment fund vehicle filed by EquityZen Advisors LLC on 2021-11-23, reporting $870K raised from 44 investors under Rule 506(b) and Section 3(c)(1) exemptions. The fund requires a $10K minimum investment and is part of the EquityZen platform, which operates nearly 1,900 pre-IPO investment vehicles focused on secondary market access to private company equity.

This pre-IPO pooled fund uses the standard 506(b) private placement exemption combined with 3(c)(1) Investment Company Act exclusion, typical for retail-accessible secondary market vehicles. The $10K minimum investment and sub-$1M raise with 44 investors reflect EquityZen's model of fractionalizing access to individual private company positions, resulting in high investor counts relative to total capital.

Data Flags

generalPlatform convention: EquityZen series vehicles routinely file with blank first sale dates and no specified states of solicitation or industry group — shared template across all related entities
investor_count44 investors into $870K raise yields approximately $19.8K average check size, close to the $10K minimum — indicates broad retail participation with many investors at or near the minimum threshold

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001885640
Entity NameEquityZen Growth Technology Fund LLC - Series 1063
Exemption506(b), 3(c)(1)
First Sale Date
Filing DateNovember 23, 2021
Accession Number0001885640-21-000001
Total Amount Sold$870K
Total Investors44
Minimum Investment$10,005
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.