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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1072

CIK 0001886923Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$492K

Investors

30

Min Invest

$10,006

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1072 is a Delaware-based pooled investment vehicle filed November 2021, raising $492K from 30 investors ($10K minimum) under Rule 506(b) and 3(c)(1) exemptions. Managed by EquityZen Advisors with Assure Fund Management II as director, this is one of approximately 1,889 series vehicles in the EquityZen pre-IPO secondary marketplace platform.

This pre-IPO fund follows the typical EquityZen SPV structure: a 506(b) private placement with 3(c)(1) exemption limiting investors to 100 beneficial owners, offering retail-accessible $10K minimums. The $16.4K average commitment and 30-investor count align with the platform's model of pooling small checks for access to late-stage private company shares.

Data Flags

first_sale_dateFirst sale date not disclosed on original filing; common for pre-open or simultaneous-close vehicles but limits transparency into offering timeline

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001886923
Entity NameEquityZen Growth Technology Fund LLC - Series 1072
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateNovember 22, 2021
Accession Number0001886923-21-000001
Total Amount Sold$492K
Total Investors30
Minimum Investment$10,006
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.