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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1073

CIK 0001886924Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$1M

Investors

13

Min Invest

$10,003

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1073 is a Delaware pooled investment fund filed by EquityZen Advisors LLC on 2021-11-22, raising $1.4M from 13 investors under Rule 506(b) and Section 3(c)(1). The fund has a $10K minimum investment and is part of the EquityZen platform, which operates a large family of series-structured pre-IPO investment vehicles with 1889 related EDGAR entities.

This pre-IPO pooled fund uses the standard 506(b)/3(c)(1) exemption pattern typical of private secondary market platforms. The $10K minimum investment represents a retail-accessible tier within the alternative investment category, consistent with EquityZen's platform model of offering fractional access to pre-IPO equity across hundreds of series vehicles.

Data Flags

generalPlatform filing convention: multiple related persons include service entities (Assure Fund Management II LLC) that appear to serve administrative/director roles across the EquityZen series structure

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001886924
Entity NameEquityZen Growth Technology Fund LLC - Series 1073
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateNovember 22, 2021
Accession Number0001886924-21-000001
Total Amount Sold$1M
Total Investors13
Minimum Investment$10,003
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.