AG Direct Lending Fund IV Annex, L.P.
Raised
$226M
Investors
122
Min Invest
$5,000,000
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AltStreet Analysis
·Generated from EDGAR primary sources
AG Direct Lending Fund IV Annex, L.P. is a Delaware pooled investment fund that has raised $226.3M from 122 investors under Regulation D exemptions 506(b) and 3(c), with a $5.0M minimum investment. This amended filing was submitted December 2025 by a management team including eight executive officers led by GP entity AG Direct Lending Fund IV Annex GP, LLC. First sale date was not disclosed.
This direct lending fund operates in the private credit space using dual exemptions 506(b) and 3(c), typical for institutional closed-end funds. The $5.0M minimum positions it in the high-net-worth to small institutional tier, while the 122-investor count suggests broad distribution among accredited investors rather than a narrow institutional base.
Data Flags
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Offering stalled · Form D · last filing December 5, 2025
Latest annual amendment reported no change in amount sold or investors
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
2
latest Dec 5, 2025
Critical / warning
0 / 1
1 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
stalled
Latest event Stalled · Dec 5, 2025
SEC.govInvestor
- 2 filing events with values and deltas, latest 2025-12-05, and alerts on the next one
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Adviser of Record (Form ADV)
CRD 131940 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a hedge fund
Auditor named on Form ADV: Deloitte & Touche LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Frank Stadelmaier
Executive Officer · New York, NY
Adam Schwartz
Executive Officer · New York, NY
Christopher Moore
Executive Officer · New York, NY
Brian Sigman
Executive Officer · New York, NY
Jean-Baptiste Garcia
Executive Officer · New York, NY
Martin Davidson
Executive Officer · Fort Worth, TX
Joann Harris
Executive Officer · Fort Worth, TX
Steven Willmann
Executive Officer · Fort Worth, TX
N/A AG Direct Lending Fund IV Annex GP, LLC
Executive Officer, Director, Promoter · New York, NY
Questions About AG Direct Lending Fund IV Annex, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is AG Direct Lending Fund IV Annex, L.P.?
AG Direct Lending Fund IV Annex, L.P. is a Delaware limited partnership that filed a Form D with the SEC on December 5, 2025 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.
Is AG Direct Lending Fund IV Annex, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. AG Direct Lending Fund IV Annex, L.P. filed a Form D with the SEC on December 5, 2025 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $226,250,000 sold to 122 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is AG Direct Lending Fund IV Annex, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that AG Direct Lending Fund IV Annex, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has AG Direct Lending Fund IV Annex, L.P. raised?
AG Direct Lending Fund IV Annex, L.P. reported $226,250,000 sold from 122 investors in an offering of indefinite size as of the Form D filed December 5, 2025.
Who can invest in AG Direct Lending Fund IV Annex, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000,000.
What is the minimum investment in AG Direct Lending Fund IV Annex, L.P.?
The Form D lists $5,000,000 as the minimum investment accepted from any outside investor as of December 5, 2025. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling AG Direct Lending Fund IV Annex, L.P. and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind AG Direct Lending Fund IV Annex, L.P.?
The Form D lists 9 related persons: Frank Stadelmaier, executive officer (Officer of the Issuer's General Partner); Adam Schwartz, executive officer (Officer of the Issuer's General Partner); Christopher Moore, executive officer (Officer of the Issuer's General Partner); Brian Sigman, executive officer (Officer of the Issuer's General Partner); Jean-Baptiste Garcia, executive officer (Officer of the Issuer's General Partner); Martin Davidson, executive officer (Officer of the Issuer's General Partner); Joann Harris, executive officer (Officer of the Issuer's General Partner); Steven Willmann, executive officer (Officer of the Issuer's General Partner), and 1 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is AG Direct Lending Fund IV Annex, L.P. located?
The issuer's address on its SEC filings is C/O Angelo, Gordon & Co., L.P., 245 Park Avenue, 26th Floor, New York, NY 10167. Its phone number of record is 212 692 2000. It is organized under the laws of Delaware.
How long is the AG Direct Lending Fund IV Annex, L.P. offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 4 amendments are on record for this CIK.
How large is AG Direct Lending Fund IV Annex, L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.