SEC filing record
Primary Source · SEC.gov

Innovation Credit Growth Fund IX, L.P.

Fund Vehicle2021 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$617M

Investors

58

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Innovation Credit Growth Fund IX, L.P. is a Delaware limited partnership that first filed a Form D on December 15, 2021 and most recently amended it on December 15, 2022, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Innovation Credit Growth Fund IX, L.P. reported $616,970,000 sold from 58 investors in an offering of indefinite size as of the Form D filed December 15, 2022. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Not applicable, associated with CAMPBELL LUTYENS & CO. INC. as the recipient of sales compensation soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY. The issuer's address of record is 2770 Sand Hill Road, Menlo Park, CA 94025.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing December 15, 2022

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001899221
Entity NameInnovation Credit Growth Fund IX, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address2770 Sand Hill Road, Menlo Park, CA 94025
Phone(650) 926-0440
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateDecember 31, 2021
Filing DateDecember 15, 2022
Accession Number0001899221-22-000002
Total Offering AmountIndefinite
Total Amount Sold$616,970,000
Total Investors58
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Revenue RangeDecline to Disclose
State (Issuer Address)CA
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

dark

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Fund family Part of the Innovation Credit Growth Fund family: 4 vehicles across 2 generations · adviser of record Pinegrove Venture Partners, LLC · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
  • The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV

Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…

Adviser of Record (Form ADV)

Pinegrove Venture Partners, LLC

CRD 326747 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a other private fund

Auditor named on Form ADV: Squar Milner LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2022-12-15: 2 related persons added and 3 removed against the filing of 2021-12-15; 7 now listed. The names are in the Terminal feed.

SVB Innovation Credit Growth Partners IX, LLC

Director · Menlo Park, CA

General Partner of the Issuer

SVB Financial Group

Director · Menlo Park, CA

Sole member of the General Partner of the Issuer

Craig Caukin

Executive Officer · Menlo Park, CA

of the Issuer's General Partner

James Ellison

Executive Officer · Menlo Park, CA

of the Issuer's General Partner

Ryan Grammer

Executive Officer · Menlo Park, CA

of the Issuer's General Partner

Andrew Olson

Executive Officer · Menlo Park, CA

of the Issuer's General Partner

Peter Scott

Executive Officer · Menlo Park, CA

of the Issuer's General Partner

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Not applicable

Associated broker-dealer: CAMPBELL LUTYENS & CO. INC. (CRD 133376) · NEW YORK, NY · Soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY and outside the United States

Questions About Innovation Credit Growth Fund IX, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Innovation Credit Growth Fund IX, L.P.?

Innovation Credit Growth Fund IX, L.P. is a Delaware limited partnership that filed a Form D with the SEC on December 15, 2022 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is Innovation Credit Growth Fund IX, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Innovation Credit Growth Fund IX, L.P. filed a Form D with the SEC on December 15, 2022 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $616,970,000 sold to 58 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Innovation Credit Growth Fund IX, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Innovation Credit Growth Fund IX, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Innovation Credit Growth Fund IX, L.P. raised?

Innovation Credit Growth Fund IX, L.P. reported $616,970,000 sold from 58 investors in an offering of indefinite size as of the Form D filed December 15, 2022.

Who can invest in Innovation Credit Growth Fund IX, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Innovation Credit Growth Fund IX, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Innovation Credit Growth Fund IX, L.P. and how are they paid?

The Form D names Not applicable, associated with CAMPBELL LUTYENS & CO. INC. as the recipient of sales compensation soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY.

Who is behind Innovation Credit Growth Fund IX, L.P.?

The Form D lists 7 related persons: SVB Innovation Credit Growth Partners IX, LLC, director (General Partner of the Issuer); SVB Financial Group, director (Sole member of the General Partner of the Issuer); Craig Caukin, executive officer (of the Issuer's General Partner); James Ellison, executive officer (of the Issuer's General Partner); Ryan Grammer, executive officer (of the Issuer's General Partner); Andrew Olson, executive officer (of the Issuer's General Partner); Peter Scott, executive officer (of the Issuer's General Partner). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Innovation Credit Growth Fund IX, L.P. located?

The issuer's address on its SEC filings is 2770 Sand Hill Road, Menlo Park, CA 94025. Its phone number of record is 650.926.0440. It is organized under the laws of Delaware.

How long is the Innovation Credit Growth Fund IX, L.P. offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is Innovation Credit Growth Fund IX, L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.