Harvest Growth Capital IV QP LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$15M
Investors
1
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Harvest Growth Capital IV QP LLC is a Delaware limited liability company that filed a Form D with the SEC on February 25, 2022, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Harvest Growth Capital IV QP LLC reported $15,000,000 sold from 1 investor of a $150,000,000 total offering as of the Form D filed February 25, 2022. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 600 Montgomery Street, Suite 1100, San Francisco, CA 94111.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing February 25, 2022
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Fund family Part of the Harvest Growth Capital QP family: 8 vehicles across 2 generations · adviser of record Harvest Growth Capital · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 327883 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: Bdo USA, P.C. · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2022-02-25: 0 related persons added and 1 removed against the filing of 2022-02-25; 6 now listed. The names are in the Terminal feed.
Eric Garcia
Executive Officer · San Francisco, CA
Managing Director of the Investment Manager of the Issuer
Harvest Growth Capital Manager LLC
Executive Officer · San Francisco, CA
Manager of the Issuer
Harvest Capital Strategies LLC
Executive Officer · San Francisco, CA
Investment Manager of the Issuer
Mark Lehmann
Executive Officer · San Francisco, CA
Chief Executive Officer of the Investment Manager of the Issuer
Craig R Johnson
Executive Officer · San Francisco, CA
Chairman of the Investment Manager of the Issuer
Zac R Rosenberg
Executive Officer · San Francisco, CA
Chief Compliance Officer of the Investment Manager of the Issuer
Raymond R Jackson
Executive Officer · San Francisco, CA
Chief Financial Officer of the Investment Manager of the Issuer
Questions About Harvest Growth Capital IV QP LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Harvest Growth Capital IV QP LLC?
Harvest Growth Capital IV QP LLC is a Delaware limited liability company that filed a Form D with the SEC on February 25, 2022 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.
Is Harvest Growth Capital IV QP LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Harvest Growth Capital IV QP LLC filed a Form D with the SEC on February 25, 2022 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $15,000,000 sold to 1 investor. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Harvest Growth Capital IV QP LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Harvest Growth Capital IV QP LLC claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Harvest Growth Capital IV QP LLC raised?
Harvest Growth Capital IV QP LLC reported $15,000,000 sold from 1 investor of a $150,000,000 total offering as of the Form D filed February 25, 2022.
Who can invest in Harvest Growth Capital IV QP LLC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Harvest Growth Capital IV QP LLC?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Harvest Growth Capital IV QP LLC and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind Harvest Growth Capital IV QP LLC?
The Form D lists 7 related persons: Eric Garcia, executive officer (Managing Director of the Investment Manager of the Issuer); Harvest Growth Capital Manager LLC, executive officer (Manager of the Issuer); Harvest Capital Strategies LLC, executive officer (Investment Manager of the Issuer); Mark Lehmann, executive officer (Chief Executive Officer of the Investment Manager of the Issuer); Craig R Johnson, executive officer (Chairman of the Investment Manager of the Issuer); Zac R Rosenberg, executive officer (Chief Compliance Officer of the Investment Manager of the Issuer); Raymond R Jackson, executive officer (Chief Financial Officer of the Investment Manager of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Harvest Growth Capital IV QP LLC located?
The issuer's address on its SEC filings is 600 Montgomery Street, Suite 1100, San Francisco, CA 94111. Its phone number of record is 415-835-8931. It is organized under the laws of Delaware.
How long is the Harvest Growth Capital IV QP LLC offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is Harvest Growth Capital IV QP LLC?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.