Raised
$450K
Investors
4
Min Invest
$100,000
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AltStreet Analysis
·Generated from EDGAR primary sources
UM Blockchain Access Fund I LLC is a Delaware pooled investment fund filed by Hui Chen (Director) under Rule 506(c), raising $450K from 4 investors with a $100K minimum investment. This entity is part of the UpMarket platform, a pre-IPO investment platform with 30 related EDGAR entities.
As a pre-IPO pooled investment vehicle using the 506(c) exemption, this fund permits general solicitation while limiting participation to verified accredited investors. The $100K minimum investment positions it in the accessible end of the pre-IPO market, typical for platform-enabled offerings targeting individual accredited investors rather than institutional capital.
Data Flags
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
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Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Investor
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- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Hui Chen
Director · New York, NY
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Upmarket Securities LLC
Campbell, CA · Soliciting in CA, CO, CT, DC, FL, GA, IL, MA, MD, ME, MI, MN, NC, NJ, NV, NY, OH, OR, PA, RI, TN, TX, VA, WA
Questions About UM Blockchain Access Fund I LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is UM Blockchain Access Fund I LLC?
UM Blockchain Access Fund I LLC is a Delaware limited liability company that filed a Form D with the SEC on March 14, 2022 in the Other industry group. The filing claims Rule 506(c) for an offering of pooled investment fund interests. AltStreet links the issuer to UpMarket.
Is UM Blockchain Access Fund I LLC legit?
AltStreet does not rate legitimacy; it reports the public record. UM Blockchain Access Fund I LLC filed a Form D with the SEC on March 14, 2022 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $450,000 sold to 4 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to UpMarket, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is UM Blockchain Access Fund I LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that UM Blockchain Access Fund I LLC claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has UM Blockchain Access Fund I LLC raised?
UM Blockchain Access Fund I LLC reported $450,000 sold from 4 investors of a $10,000,000 total offering as of the Form D filed March 14, 2022.
Who can invest in UM Blockchain Access Fund I LLC?
The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.
What is the minimum investment in UM Blockchain Access Fund I LLC?
The Form D lists $100,000 as the minimum investment accepted from any outside investor as of March 14, 2022. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling UM Blockchain Access Fund I LLC and how are they paid?
The Form D names Upmarket Securities LLC as the recipient of sales compensation soliciting in CA, CO, CT, DC, FL, GA, IL, MA, MD, ME, MI, MN, NC, NJ, NV, NY, OH, OR, PA, RI, TN, TX, VA, WA.
Who is behind UM Blockchain Access Fund I LLC?
The Form D lists 1 related person: Hui Chen, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is UM Blockchain Access Fund I LLC located?
The issuer's address on its SEC filings is 1250 Broadway, #3610, New York, NY 10001. Its phone number of record is 516-281-4242. It is organized under the laws of Delaware.
How long is the UM Blockchain Access Fund I LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is UM Blockchain Access Fund I LLC's revenue?
The Form D reports a revenue range of Not Applicable.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.