SEC filing record
Primary Source · SEC.gov

SMID Biotech Access Fund LP

Fund Vehicle2026 vintage506(c)
Latest signalNew Form D filerForm D · 2026-01-29Last filing 2026-01-29

Raised

$250K

Investors

4

Min Invest

$50,000

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AltStreet Analysis

·

Generated from EDGAR primary sources

SMID Biotech Access Fund LP is a Delaware limited partnership filed January 29, 2026, under Rule 506(c). The fund raised $250K from 4 investors with a $50K minimum investment. It is linked to the UpMarket platform, a pre-IPO investment sponsor with 30 related EDGAR entities.

This pre-IPO pooled investment fund uses the Rule 506(c) exemption, permitting general solicitation with verified accredited investors. The $50K minimum investment positions it in the accessible-retail tier for pre-IPO vehicles, consistent with platform-driven distribution models that aggregate smaller accredited checks into thematic exposure funds.

Data Flags

generalFiling linked to UpMarket platform but entity name uses 'SMID Biotech' branding rather than the 'UM' or 'Series Fund' naming convention observed across all five sibling entities provided
total_amount_soldAverage investor commitment is $62.5K, only slightly above the stated $50K minimum, suggesting this may represent an initial or partial close

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002107868
Entity NameSMID Biotech Access Fund LP
ExemptionRule 506(c)
What the exemption meansRule 506(c) of Regulation D: the issuer may advertise the offering publicly, but every purchaser must be a verified accredited investor.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address1325 Avenue of the Americas, New York, NY 10019
Phone(516) 281-4242
Industry / Fund TypeOther
Securities TypePooled Investment Fund
First Sale Date—
Filing DateJanuary 29, 2026
Accession Number0002107868-26-000001
Total Offering AmountIndefinite
Total Amount Sold$250,000
Total Investors4
Non-Accredited InvestorsNone
Minimum Investment$50,000
Offering DurationOne year or less
Sales Commissions$250 (to Upmarket Securities LLC)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Jan 29, 2026

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

raising

Latest event New filer · Jan 29, 2026

SEC.gov
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Investor

  • The dated record: 9 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
  • 1 filing event with values and deltas, latest 2026-01-29, and alerts on the next one
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Hui Chen

Director · NEW YORK, NY

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Upmarket Securities LLC

NEW YORK, NY · Soliciting in AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, ID, IL, LA, MA, MD, ME, MI, MN, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, WA, WI

Questions About SMID Biotech Access Fund LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is SMID Biotech Access Fund LP?

SMID Biotech Access Fund LP is a Delaware limited partnership that filed a Form D with the SEC on January 29, 2026 in the Other industry group. The filing claims Rule 506(c) for an offering of pooled investment fund interests. AltStreet links the issuer to UpMarket.

Is SMID Biotech Access Fund LP legit?

AltStreet does not rate legitimacy; it reports the public record. SMID Biotech Access Fund LP filed a Form D with the SEC on January 29, 2026 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $250,000 sold to 4 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to UpMarket, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is SMID Biotech Access Fund LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that SMID Biotech Access Fund LP claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has SMID Biotech Access Fund LP raised?

SMID Biotech Access Fund LP reported $250,000 sold from 4 investors in an offering of indefinite size as of the Form D filed January 29, 2026.

Who can invest in SMID Biotech Access Fund LP?

The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $50,000.

What is the minimum investment in SMID Biotech Access Fund LP?

The Form D lists $50,000 as the minimum investment accepted from any outside investor as of January 29, 2026. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling SMID Biotech Access Fund LP and how are they paid?

The Form D names Upmarket Securities LLC as the recipient of sales compensation soliciting in AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, ID, IL, LA, MA, MD, ME, MI, MN, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, WA, WI. Sales commissions are reported as $250 and finders' fees as $0. Form D allows these to be estimates.

Who is behind SMID Biotech Access Fund LP?

The Form D lists 1 related person: Hui Chen, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is SMID Biotech Access Fund LP located?

The issuer's address on its SEC filings is 1325 Avenue of the Americas, New York, NY 10019. Its phone number of record is 5162814242. It is organized under the laws of Delaware.

How long is the SMID Biotech Access Fund LP offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is SMID Biotech Access Fund LP's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.