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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1340

CIK 0001928069Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$1M

Investors

56

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1340 is a Delaware-organized pooled investment fund filed by EquityZen Advisors LLC on 2022-08-17, raising $1.1M from 56 investors under Rule 506(b) and 3(c)(1) exemptions with a $10K minimum investment. This is part of EquityZen's platform of nearly 1,900 related entities facilitating pre-IPO secondary market investments.

This pre-IPO pooled investment vehicle uses the standard 506(b)/3(c)(1) exemption pattern common to secondary market platforms, with a retail-accessible $10K minimum enabling fragmented access to private company shares. The structure aligns with typical EquityZen series vehicles that aggregate investor capital for single pre-IPO company exposures.

Data Flags

general56 investors raising $1.1M results in an average check size of approximately $19.6K, indicating highly fragmented investor base characteristic of retail-oriented pre-IPO platforms

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001928069
Entity NameEquityZen Growth Technology Fund LLC - Series 1340
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateAugust 17, 2022
Accession Number0001928069-22-000001
Total Amount Sold$1M
Total Investors56
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.