Sound Point Meridian Capital Inc.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
Pre-open
Investors
1
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Sound Point Meridian Capital Inc. is a Delaware corporation that first filed a Form D on June 12, 2025 and most recently amended it on March 13, 2026, describing itself as a other investment fund. The offering claims Rule 506(b) and covers equity. Sound Point Meridian Capital Inc. reported no amount sold as of the Form D filed March 13, 2026. The total offering amount is $25,000,000. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 375 Park Avenue, 33rd Floor, New York, NY 10152.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFund Filings
Listed closed-end fund (811-23881). Figures are the fund's own from Forms N-PORT and N-CEN, from 10-K and 10-Q XBRL for funds that file those instead, and from its repurchase filings on SEC EDGAR. "Marks" is the share of holdings at Level 3 or carried at NAV. The positions, the portfolio mix and the prospectus terms are Terminal Pro. All registered funds AltStreet tracks.
- Net assets
- $208.1M at Jun 30, 2026
- Holdings
- 139 positions, $363.3M
- Marks
- 100% of holdings at Level 3 or carried at NAV
- Borrowings
- $60.0M
- Adviser
- Sound Point Meridian Management Company LLC
- Fees (N-CEN)
- management fee 3.57%, net operating expenses 17.51% for the year to Mar 31, 2026
- Auditor
- Pricewaterhouse Coopers LLC
Checking your access
Positions
139 holdings at Jun 30, 2026, Form N-PORT Part CPortfolio mix
by asset type, fair-value level, issuer type and country, with concentrationChecking your access
Filings on Record
Every filing AltStreet's ledger holds for this CIK, newest first (15 of 37). Each opens the SEC archive folder.
In the Terminal
Filing events
2
latest Mar 13, 2026
Critical / warning
0 / 0
0 watch · 2 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
2
dark, raising
Latest event New filer · Mar 13, 2026
SEC.govFund family Beneficially owned by KARPUS MANAGEMENT, INC. · full family and the filing behind each link in the terminal
Investor
- The full fund family and 1 related vehicle (parallel, feeder, successor, sibling series) with the filing that shows each link
- 2 filing events with values and deltas, latest 2026-03-13, and alerts on the next one
- 2 offering timelines: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2026-03-13: 1 related person added and 1 removed against the filing of 2025-03-13; 8 now listed. The names are in the Terminal feed.
Stephen Ketchum
Director · New York, NY
Ujjaval Desai
Executive Officer · New York, NY
Chief Executive Officer
Douglas Healy
Director · New York, NY
Matthew Forstenhausler
Director · New York, NY
Lana Lewin-Ross
Director · New York, NY
Lucas Foss
Executive Officer · New York, NY
Chief Compliance Officer
Daniel Fabian
Executive Officer · New York, NY
Chief Financial Officer
Andrea Sayago
Executive Officer · New York, NY
Secretary
Questions About Sound Point Meridian Capital Inc.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Sound Point Meridian Capital Inc.?
Sound Point Meridian Capital Inc. is a Delaware corporation that filed a Form D with the SEC on March 13, 2026 as a other investment fund. The filing claims Rule 506(b) for an offering of equity.
Is Sound Point Meridian Capital Inc. legit?
AltStreet does not rate legitimacy; it reports the public record. Sound Point Meridian Capital Inc. filed a Form D with the SEC on March 13, 2026 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Sound Point Meridian Capital Inc. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Sound Point Meridian Capital Inc. claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Sound Point Meridian Capital Inc. raised?
Sound Point Meridian Capital Inc. reported no amount sold as of the Form D filed March 13, 2026. The total offering amount is $25,000,000.
Who can invest in Sound Point Meridian Capital Inc.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Sound Point Meridian Capital Inc.?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Sound Point Meridian Capital Inc. and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Sound Point Meridian Capital Inc.?
The Form D lists 8 related persons: Stephen Ketchum, director; Ujjaval Desai, executive officer (Chief Executive Officer); Douglas Healy, director; Matthew Forstenhausler, director; Lana Lewin-Ross, director; Lucas Foss, executive officer (Chief Compliance Officer); Daniel Fabian, executive officer (Chief Financial Officer); Andrea Sayago, executive officer (Secretary). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Sound Point Meridian Capital Inc. located?
The issuer's address on its SEC filings is 375 Park Avenue, 33rd Floor, New York, NY 10152. Its phone number of record is 212.895.2280. It is organized under the laws of Delaware.
How long is the Sound Point Meridian Capital Inc. offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 4 amendments are on record for this CIK.
How large is Sound Point Meridian Capital Inc.?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.