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EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 1438

CIK 0001931559Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$172K

Investors

6

Min Invest

$10,022

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 1438 is a Delaware-based pooled investment vehicle filed by EquityZen Advisors LLC on 2022-09-21, raising $172K from 6 investors under Rule 506(b) and Section 3(c)(1) exemptions. The fund has a $10K minimum investment and is part of the EquityZen platform, which operates nearly 1,900 related entities focused on pre-IPO secondary transactions.

This pre-IPO pooled fund uses the standard 506(b) / 3(c)(1) exemption structure typical of private secondary market vehicles. The $10K minimum represents a relatively accessible entry point for accredited investors seeking exposure to private growth-stage technology companies, consistent with platform-democratized secondary market offerings.

Data Flags

related personsAssure Fund Management II LLC listed as director; Assure is a known SPV administration platform, suggesting back-office service role rather than investment management

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001931559
Entity NameEquityZen Growth Technology Fund LLC - Series 1438
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateSeptember 21, 2022
Accession Number0001931559-22-000001
Total Amount Sold$172K
Total Investors6
Minimum Investment$10,022
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.