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Primary Source · SEC.gov

Sycamore Tree High Grade CLO Debt Fund, L.P.

Fund Vehicle2025 vintage506(b), 3(c)
Latest signalSold increasedForm D/A · 2026-07-234 events: 2 sold increased, 1 investors increased, 1 stalledLast filing 2026-07-23

Raised

$122M

Investors

6

Min Invest

$5,000,000

AltStreet Analysis

·

Generated from EDGAR primary sources

Sycamore Tree High Grade CLO Debt Fund, L.P. is a Delaware limited partnership filing under Rule 506(b) and Section 3(c) exemptions, managed by Sycamore Tree Capital Partners, L.P. with Mark Okada as executive officer. This amended filing reports $121.5 million raised from 2 investors with a $5.0 million minimum investment, focused on CLO debt securities within the private credit category.

This vehicle operates in the CLO debt segment of private credit with a 506(b) exemption typical for institutional-grade offerings. The $5.0 million minimum positions it at the lower end of institutional access points, while the 2-investor structure and $121.5 million raise suggest concentrated capital commitments characteristic of specialized debt vehicles or anchor-investor initial closes.

Data Flags

investor countOnly 2 investors contributing $121.5M total capital represents an average commitment of ~$60.75M per investor, indicating highly concentrated institutional backing or an initial close with anchor investors
related personsRelated person listed as 'N/A ST HG CLO Fund GP, LLC' with 'N/A' prefix suggests incomplete or placeholder data entry in the original filing

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001935156
Entity NameSycamore Tree High Grade CLO Debt Fund, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address2101 Cedar Springs Road, Suite 1250, Dallas, TX 75201
Phone(214) 251-8250
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled Investment Fund
First Sale Date—
Filing DateJuly 23, 2026
Accession Number0001935156-26-000001
Total Offering AmountIndefinite
Total Amount Sold$121,500,000
Total Investors6
Non-Accredited InvestorsNone
Minimum Investment$5,000,000
Offering DurationIntended to last more than one year
Net Asset Value RangeDecline to Disclose
State (Issuer Address)TX
Amendment Count4 amendments filed

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

D/AJuly 23, 2026D/AJuly 18, 2025D/AJuly 19, 2024D/AJuly 19, 2023DJuly 19, 2022

AltStreet Coverage

Original reporting from AltStreet's daily EDGAR monitoring covering Sycamore Tree High Grade CLO Debt Fund, L.P. and its filings.

Sycamore Tree High Grade CLO Debt Fund Reaches $131.5M as Investor Count Rises to Six

The 3(c)(7) fund reported $10 million more in cumulative securities sold than a year earlier, while its investor count increased from two to six. The amendment was filed within minutes of two other Sycamore Tree fund updates.

This entity · Aug 2026

All AltStreet news

Capital Raise Timeline

5 Form D filings from Jul 19, 2022 to Jul 23, 2026, the latest a D/A.

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In the Terminal

Filing events

4

latest Jul 23, 2026

Critical / warning

0 / 0

4 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

raising

Latest event Sold increase · Jul 23, 2026

SEC.gov
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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Regulatory Activity

Filing events on this entity detected by AltStreet's EDGAR monitoring.

Jul 2026Form D amendment
SEC.gov
Jul 2026Form D amendment
SEC.gov
Jul 2025Form D amendment
SEC.gov

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Adviser of Record (Form ADV)

Sycamore Tree Capital Partners, L.P.

CRD 311555 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a hedge fund

Auditor named on Form ADV: Kpmg LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data through December 31, 2024, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2026-07-23: 4 related persons added and 0 removed against the filing of 2025-07-18; 7 now listed. The names are in the Terminal feed.

N/A ST HG CLO Fund GP, LLC

Promoter · Dallas, TX

N/A Sycamore Tree Capital Partners, L.P.

Promoter · Dallas, TX

Mark Okada

Executive Officer · Dallas, TX

Questions About Sycamore Tree High Grade CLO Debt Fund, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Sycamore Tree High Grade CLO Debt Fund, L.P.?

Sycamore Tree High Grade CLO Debt Fund, L.P. is a Delaware limited partnership that filed a Form D with the SEC on July 23, 2026 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests. AltStreet links the issuer to Sycamore Tree High Grade CLO Debt Fund, L.P..

Is Sycamore Tree High Grade CLO Debt Fund, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Sycamore Tree High Grade CLO Debt Fund, L.P. filed a Form D with the SEC on July 23, 2026 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $121,500,000 sold to 6 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to Sycamore Tree High Grade CLO Debt Fund, L.P., which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Sycamore Tree High Grade CLO Debt Fund, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Sycamore Tree High Grade CLO Debt Fund, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Sycamore Tree High Grade CLO Debt Fund, L.P. raised?

Sycamore Tree High Grade CLO Debt Fund, L.P. reported $121,500,000 sold from 6 investors in an offering of indefinite size as of the Form D filed July 23, 2026.

Who can invest in Sycamore Tree High Grade CLO Debt Fund, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000,000.

What is the minimum investment in Sycamore Tree High Grade CLO Debt Fund, L.P.?

The Form D lists $5,000,000 as the minimum investment accepted from any outside investor as of July 23, 2026. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Sycamore Tree High Grade CLO Debt Fund, L.P. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Sycamore Tree High Grade CLO Debt Fund, L.P.?

The Form D lists 7 related persons: ST HG CLO Fund GP, LLC, promoter (General Partner of the Issuer ("General Partner")); Sycamore Tree Capital Partners, L.P., promoter (Investment Manager of the Issuer ("Investment Manager")); Mark K Okada, executive officer (Chief Executive Officer of the General Partner of the Issuer); Lee Blackwell Parker III, executive officer (Chief Investment Officer of the General Partner of the Issuer); John Yang, executive officer (President of the General Partner of the Issuer); Bradford Borud, executive officer (Chief Operations Officer of the General Partner of the Issuer); Christopher Wise, executive officer (Chief Financial Officer of the General Partner of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Sycamore Tree High Grade CLO Debt Fund, L.P. located?

The issuer's address on its SEC filings is 2101 Cedar Springs Road, Suite 1250, Dallas, TX 75201. Its phone number of record is (214) 251-8250. It is organized under the laws of Delaware.

How long is the Sycamore Tree High Grade CLO Debt Fund, L.P. offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 4 amendments are on record for this CIK.

How large is Sycamore Tree High Grade CLO Debt Fund, L.P.?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.