GRYPHON JUNIOR CAPITAL FUND III, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$276M
Investors
48
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
GRYPHON JUNIOR CAPITAL FUND III, L.P. is a Delaware limited partnership that first filed a Form D on July 12, 2022 and most recently amended it on July 12, 2023, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. GRYPHON JUNIOR CAPITAL FUND III, L.P. reported $275,775,000 sold from 48 investors of a $400,000,000 total offering as of the Form D filed July 12, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names EQUUS FINANCIAL CONSULTING LLC (CRD 131449), associated with None; STONINGTON CAPITAL ADVISORS, LLC, associated with STONINGTON DRIVE SECURITIES LLC as recipients of sales compensation soliciting in AL, AR, AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, WA, WI, WV. The issuer's address of record is One Maritime Plaza, Suite 2300, San Francisco, CA 94111.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Fund family Part of the GRYPHON JUNIOR CAPITAL FUND family: 3 vehicles across 1 generation · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 160185 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a other private fund
Auditor named on Form ADV: KPMG LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
RICHARD DAVID ANDREWS
Executive Officer, Promoter · SAN FRANCISCO, CA
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
EQUUS FINANCIAL CONSULTING LLCCRD 131449 on BrokerCheck
Associated broker-dealer: None · NEW CANNAN, CT · Soliciting in AL, AR, AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, WA, WI, WV
STONINGTON CAPITAL ADVISORS, LLC
Associated broker-dealer: STONINGTON DRIVE SECURITIES LLC (CRD 287876) · SHORT HILLS, NJ · Soliciting in CA, IL, MA, NJ, NY
Questions About GRYPHON JUNIOR CAPITAL FUND III, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is GRYPHON JUNIOR CAPITAL FUND III, L.P.?
GRYPHON JUNIOR CAPITAL FUND III, L.P. is a Delaware limited partnership that filed a Form D with the SEC on July 12, 2023 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is GRYPHON JUNIOR CAPITAL FUND III, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. GRYPHON JUNIOR CAPITAL FUND III, L.P. filed a Form D with the SEC on July 12, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $275,775,000 sold to 48 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is GRYPHON JUNIOR CAPITAL FUND III, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that GRYPHON JUNIOR CAPITAL FUND III, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has GRYPHON JUNIOR CAPITAL FUND III, L.P. raised?
GRYPHON JUNIOR CAPITAL FUND III, L.P. reported $275,775,000 sold from 48 investors of a $400,000,000 total offering as of the Form D filed July 12, 2023.
Who can invest in GRYPHON JUNIOR CAPITAL FUND III, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in GRYPHON JUNIOR CAPITAL FUND III, L.P.?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling GRYPHON JUNIOR CAPITAL FUND III, L.P. and how are they paid?
The Form D names EQUUS FINANCIAL CONSULTING LLC (CRD 131449), associated with None; STONINGTON CAPITAL ADVISORS, LLC, associated with STONINGTON DRIVE SECURITIES LLC as recipients of sales compensation soliciting in AL, AR, AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, WA, WI, WV.
Who is behind GRYPHON JUNIOR CAPITAL FUND III, L.P.?
The Form D lists 1 related person: RICHARD DAVID ANDREWS, executive officer, promoter. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is GRYPHON JUNIOR CAPITAL FUND III, L.P. located?
The issuer's address on its SEC filings is One Maritime Plaza, Suite 2300, San Francisco, CA 94111. Its phone number of record is (415) 217-7404. It is organized under the laws of Delaware.
How long is the GRYPHON JUNIOR CAPITAL FUND III, L.P. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is GRYPHON JUNIOR CAPITAL FUND III, L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.