SEC filing record
Primary Source · SEC.gov

Ohio State Broadway Ltd Liability Co

2022 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$5M

Investors

36

Min Invest

$12,500

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Ohio State Broadway Ltd Liability Co is a New York limited liability company that first filed a Form D on August 22, 2022 and most recently amended it on January 26, 2023 in the Other industry group. The offering claims Rule 506(b). Ohio State Broadway Ltd Liability Co reported $5,100,000 sold from 36 investors of a $5,100,000 total offering as of the Form D filed January 26, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $12,500. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is C/O Rci Theatricals Inc., 630 Ninth Avenue, Suite 809, New York, NY 10036.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001942853
Entity NameOhio State Broadway Ltd Liability Co
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationNew York
Issuer AddressC/O Rci Theatricals Inc., 630 Ninth Avenue, Suite 809, New York, NY 10036
Phone(212) 398-2133
Industry / Fund TypeOther
Securities Type—
First Sale DateAugust 30, 2022
Filing DateJanuary 26, 2023
Accession Number0001942853-23-000001
Total Offering Amount$5,100,000
Total Amount Sold$5,100,000
Amount Remaining$0
Total Investors36
Non-Accredited InvestorsNone
Minimum Investment$12,500
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment Count2 filings on record

Filings on Record

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In the Terminal

Filing events

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Statements extracted

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NAV prints

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none on file

Offering chains

1

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Jeffrey Richards

Executive Officer, Director · New York, NY

President of Franco Productions Ltd., Manager of Franco Prod I LLC, Managing Member of Issuer

Rebecca Gold

Executive Officer, Director · New York, NY

Manager of Rebecca Gold Productions LLC, Managing Member of Issuer

Jayne Baron Sherman

Executive Officer, Director · New York, NY

Manager of Mom's Money Productions, LLC, Managing Member of Issuer

Questions About Ohio State Broadway Ltd Liability Co

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Ohio State Broadway Ltd Liability Co?

Ohio State Broadway Ltd Liability Co is a New York limited liability company that filed a Form D with the SEC on January 26, 2023 in the Other industry group. The filing claims Rule 506(b).

Is Ohio State Broadway Ltd Liability Co legit?

AltStreet does not rate legitimacy; it reports the public record. Ohio State Broadway Ltd Liability Co filed a Form D with the SEC on January 26, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $5,100,000 sold to 36 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Ohio State Broadway Ltd Liability Co registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Ohio State Broadway Ltd Liability Co claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Ohio State Broadway Ltd Liability Co raised?

Ohio State Broadway Ltd Liability Co reported $5,100,000 sold from 36 investors of a $5,100,000 total offering as of the Form D filed January 26, 2023.

Who can invest in Ohio State Broadway Ltd Liability Co?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $12,500.

What is the minimum investment in Ohio State Broadway Ltd Liability Co?

The Form D lists $12,500 as the minimum investment accepted from any outside investor as of January 26, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Ohio State Broadway Ltd Liability Co and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Ohio State Broadway Ltd Liability Co?

The Form D lists 3 related persons: Jeffrey Richards, executive officer, director (President of Franco Productions Ltd., Manager of Franco Prod I LLC, Managing Member of Issuer); Rebecca Gold, executive officer, director (Manager of Rebecca Gold Productions LLC, Managing Member of Issuer); Jayne Baron Sherman, executive officer, director (Manager of Mom's Money Productions, LLC, Managing Member of Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Ohio State Broadway Ltd Liability Co located?

The issuer's address on its SEC filings is C/O Rci Theatricals Inc., 630 Ninth Avenue, Suite 809, New York, NY 10036. Its phone number of record is 212-398-2133. It is organized under the laws of New York.

How long is the Ohio State Broadway Ltd Liability Co offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

What is Ohio State Broadway Ltd Liability Co's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.