SEC filing record
Primary Source · SEC.gov

Brookfield Opp Real Estate IV Access Fund, L.P.

Feeder Fund2022 vintage506(b), 3(c)

Raised

$48M

Investors

155

Min Invest

$100,000

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AltStreet Analysis

·

Generated from EDGAR primary sources

Brookfield Opp Real Estate IV Access Fund, L.P. is a Delaware limited partnership filed by Brookfield-affiliated entities under Rule 506(b) and Section 3(c). This amended filing reports $47.5M raised from 155 investors with a $100K minimum investment. iCapital Alternative Investments LLC, Maples Fiduciary Services, and Asterion Fund Services serve as executive officers alongside individual officers.

This pooled investment fund targets qualified purchasers under Section 3(c) exemptions, typical of private real estate funds. The $100K minimum investment sits at the lower end of institutional alternative investment offerings, while the 506(b) exemption permits general solicitation restrictions. The average commitment of approximately $306K per investor suggests retail-accessible institutional fund structuring.

Data Flags

first_sale_dateFirst sale date not disclosed on this amended filing; initial close timing unknown
investor_concentration155 investors for $47.5M represents relatively small average check size (~$306K) for a Brookfield-branded real estate vehicle, suggesting an access or feeder structure targeting smaller qualified investors

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001949057
Entity NameBrookfield Opp Real Estate IV Access Fund, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer AddressOne Grand Central Place, 60 East 42nd Street, 26th Floor, New York, NY 10165
Phone(212) 994-7400
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled Investment Fund
First Sale Date—
Filing DateOctober 27, 2022
Accession Number0001949057-22-000002
Total Offering Amount$47,538,000
Total Amount Sold$47,538,000
Amount Remaining$0
Total Investors155
Non-Accredited InvestorsNone
Minimum Investment$100,000
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment Count1 amendments filed

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

AltStreet Coverage

Original reporting from AltStreet's daily EDGAR monitoring covering iCapital and its filings.

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Platform coverage · Aug 2026

All AltStreet news

Capital Raise Timeline

2 Form D filings from Oct 4, 2022 to Oct 27, 2022, the latest a D/A.

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Filing events

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Statements extracted

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none on file

NAV prints

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none on file

Offering chains

1

closed

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Fund family Part of the Brookfield Opp Real Estate Access Fund family: 2 vehicles across 1 generation · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • The dated record: 19 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

-- iCapital Alternative Investments LLC

Executive Officer · New York, NY

-- Maples Fiduciary Services (Delaware) Inc.

Executive Officer · Wilmington, DE

- - Asterion Fund Services L.L.C.

Executive Officer · Wilmington, DE

Edward Truitt, Jr.

Executive Officer · Wilmington, DE

Scott Huff

Executive Officer · Wilmington, DE

Barbara Kocsis

Executive Officer · New York, NY

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCRD 7691 on BrokerCheck

Associated broker-dealer: None · New York, NY · Soliciting in AZ, CA, CO, CT, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MT, NC, NH, NJ, NV, NY, OH, OR, PA, PR, RI, SC, TN, TX, UT, VA, WA, WI

Questions About Brookfield Opp Real Estate IV Access Fund, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Brookfield Opp Real Estate IV Access Fund, L.P.?

Brookfield Opp Real Estate IV Access Fund, L.P. is a Delaware limited partnership that filed a Form D with the SEC on October 27, 2022 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests. AltStreet links the issuer to iCapital.

Is Brookfield Opp Real Estate IV Access Fund, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Brookfield Opp Real Estate IV Access Fund, L.P. filed a Form D with the SEC on October 27, 2022 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $47,538,000 sold to 155 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to iCapital, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Brookfield Opp Real Estate IV Access Fund, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Brookfield Opp Real Estate IV Access Fund, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Brookfield Opp Real Estate IV Access Fund, L.P. raised?

Brookfield Opp Real Estate IV Access Fund, L.P. reported $47,538,000 sold from 155 investors of a $47,538,000 total offering as of the Form D filed October 27, 2022.

Who can invest in Brookfield Opp Real Estate IV Access Fund, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.

What is the minimum investment in Brookfield Opp Real Estate IV Access Fund, L.P.?

The Form D lists $100,000 as the minimum investment accepted from any outside investor as of October 27, 2022. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Brookfield Opp Real Estate IV Access Fund, L.P. and how are they paid?

The Form D names Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691), associated with None as the recipient of sales compensation soliciting in AZ, CA, CO, CT, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MT, NC, NH, NJ, NV, NY, OH, OR, PA, PR, RI, SC, TN, TX, UT, VA, WA, WI.

Who is behind Brookfield Opp Real Estate IV Access Fund, L.P.?

The Form D lists 6 related persons: iCapital Alternative Investments LLC, executive officer; Maples Fiduciary Services (Delaware) Inc., executive officer (Managing Member of the General Partner of the Issuer); - - Asterion Fund Services L.L.C., executive officer (General Partner of the Issuer); Edward Truitt, Jr., executive officer; Scott Huff, executive officer; Barbara E. Kocsis, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Brookfield Opp Real Estate IV Access Fund, L.P. located?

The issuer's address on its SEC filings is One Grand Central Place, 60 East 42nd Street, 26th Floor, New York, NY 10165. Its phone number of record is (212) 994-7400. It is organized under the laws of Delaware.

How long is the Brookfield Opp Real Estate IV Access Fund, L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is Brookfield Opp Real Estate IV Access Fund, L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.