Balthazar Rex, LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$2M
Investors
7
Min Invest
$80,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Balthazar Rex, LLC is a Delaware limited liability company that filed a Form D with the SEC on December 5, 2024 in the Other industry group. The offering claims Rule 506(c) and covers equity. Balthazar Rex, LLC reported $2,123,750 sold from 7 investors of a $15,000,000 total offering as of the Form D filed December 5, 2024. The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $80,000. The Form D names J.W. Korth & Company (CRD 26455), associated with None as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $450,000 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 1 Brennan Circle, Poultney, VT 05764.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Dec 5, 2024
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
2
lapsed
Latest event New filer · Dec 5, 2024
SEC.govInvestor
- 1 filing event with values and deltas, latest 2024-12-05, and alerts on the next one
- 2 offering timelines: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2024-12-05: 0 related persons added and 3 removed against the filing of 2023-08-22; 2 now listed. The names are in the Terminal feed.
Raj Peter Bhakta
Executive Officer · Poultney, VT
Joshua S. Moskowitz
Executive Officer · Poultney, VT
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
J.W. Korth & CompanyCRD 26455 on BrokerCheck
Associated broker-dealer: None · Lansing, MI · Soliciting in all states
Questions About Balthazar Rex, LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Balthazar Rex, LLC?
Balthazar Rex, LLC is a Delaware limited liability company that filed a Form D with the SEC on December 5, 2024 in the Other industry group. The filing claims Rule 506(c) for an offering of equity.
Is Balthazar Rex, LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Balthazar Rex, LLC filed a Form D with the SEC on December 5, 2024 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $2,123,750 sold to 7 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Balthazar Rex, LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Balthazar Rex, LLC claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Balthazar Rex, LLC raised?
Balthazar Rex, LLC reported $2,123,750 sold from 7 investors of a $15,000,000 total offering as of the Form D filed December 5, 2024.
Who can invest in Balthazar Rex, LLC?
The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $80,000.
What is the minimum investment in Balthazar Rex, LLC?
The Form D lists $80,000 as the minimum investment accepted from any outside investor as of December 5, 2024. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Balthazar Rex, LLC and how are they paid?
The Form D names J.W. Korth & Company (CRD 26455), associated with None as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $450,000 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Balthazar Rex, LLC?
The Form D lists 2 related persons: Raj Peter Bhakta, executive officer; Joshua S. Moskowitz, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Balthazar Rex, LLC located?
The issuer's address on its SEC filings is 1 Brennan Circle, Poultney, VT 05764. Its phone number of record is 802-417-6616. It is organized under the laws of Delaware.
How long is the Balthazar Rex, LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is Balthazar Rex, LLC's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.