SEC filing record
Primary Source · SEC.gov

ALF IV REIT Griffin AL LLC

Fund Vehicle2025 vintage506(b), 3(c)
Latest signalNew Form D filerForm D · 2025-01-29Last filing 2025-01-29

Raised

$125K

Investors

125

Min Invest

$1,000

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AltStreet Analysis

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Generated from EDGAR primary sources

ALF IV REIT Griffin AL LLC is a Delaware-incorporated alternative investment entity that filed an original Form D on 2025-01-29, reporting $125K raised from 125 investors under Rule 506(b) and Section 3(c). The offering has a $1K minimum investment and involves equity and other securities. The entity appears associated with American Landmark Fund IV structures based on related person entities.

This filing uses the dual 506(b)/3(c) exemption pattern common to private real estate funds and alternative investment vehicles, combining Reg D and Investment Company Act exemptions. The $1K minimum investment is unusually accessible compared to typical institutional alternative offerings, which often set minimums at $25K–$250K or higher.

Data Flags

investor_count_vs_raise125 investors contributing $125K total suggests an average check size of $1K per investor, which is atypically small for a private real estate or alternative fund and may indicate a crowdfunding-like distribution structure or initial seed-phase commitments
related_personsMultiple related person entries are marked 'n/a' as name (ALEMIF IV Management LLC, American Landmark VI LLC, ALEMIF IV A LP, American Landmark Fund IV A LP, American Landmark Fund IV A Parallel LP, American Landmark Fund IV Parallel Holdings LP), which is unusual data entry formatting but may reflect entities serving as directors without individual representatives named

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002052097
Entity NameALF IV REIT Griffin AL LLC
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address4890 W. Kennedy Blvd., Ste 900, Tampa, FL 33609
Phone(813) 252-4290
Industry / Fund TypeREITS and Finance
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity, Other
First Sale Date—
Filing DateJanuary 29, 2025
Accession Number0002052097-25-000001
Total Offering Amount$125,000
Total Amount Sold$125,000
Amount Remaining$0
Total Investors125
Non-Accredited InvestorsNone
Minimum Investment$1,000
Offering DurationOne year or less
Sales Commissions$6,250 (to ICA, LLC)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)FL
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Jan 29, 2025

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

closed

Latest event New filer · Jan 29, 2025

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Joseph Lubeck

Director · TAMPA, FL

n/a ALEMIF IV Management LLC

Director · TAMPA, FL

n/a American Landmark VI LLC

Director · TAMPA, FL

n/a ALEMIF IV A LP

Director · TAMPA, FL

n/a American Landmark Fund IV A LP

Director · TAMPA, FL

n/a American Landmark Fund IV A Parallel LP

Director · TAMPA, FL

n/a American Landmark Fund IV Parallel Holdings LP

Director · TAMPA, FL

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

ICA, LLCCRD 145235 on BrokerCheck

Associated broker-dealer: None · Nashville, TN · Soliciting in FL, TN

Questions About ALF IV REIT Griffin AL LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is ALF IV REIT Griffin AL LLC?

ALF IV REIT Griffin AL LLC is a Delaware limited liability company that filed a Form D with the SEC on January 29, 2025 in the REITS and Finance industry group. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity.

Is ALF IV REIT Griffin AL LLC legit?

AltStreet does not rate legitimacy; it reports the public record. ALF IV REIT Griffin AL LLC filed a Form D with the SEC on January 29, 2025 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $125,000 sold to 125 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is ALF IV REIT Griffin AL LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that ALF IV REIT Griffin AL LLC claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has ALF IV REIT Griffin AL LLC raised?

ALF IV REIT Griffin AL LLC reported $125,000 sold from 125 investors of a $125,000 total offering as of the Form D filed January 29, 2025.

Who can invest in ALF IV REIT Griffin AL LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000.

What is the minimum investment in ALF IV REIT Griffin AL LLC?

The Form D lists $1,000 as the minimum investment accepted from any outside investor as of January 29, 2025. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling ALF IV REIT Griffin AL LLC and how are they paid?

The Form D names ICA, LLC (CRD 145235), associated with None as the recipient of sales compensation soliciting in FL, TN. Sales commissions are reported as $6,250 and finders' fees as $0. Form D allows these to be estimates.

Who is behind ALF IV REIT Griffin AL LLC?

The Form D lists 7 related persons: Joseph G. Lubeck, director (Director and Manager of Managing Member of REIT); G. ALEMIF IV Management LLC, director (Manager of REIT, General Partner of Members of REIT); G. American Landmark VI LLC, director (Managing Member of Manager of REIT); G. ALEMIF IV A LP, director (Member of REIT); G. American Landmark Fund IV A LP, director (Member of REIT); G. American Landmark Fund IV A Parallel LP, director (Member of REIT); G. American Landmark Fund IV Parallel Holdings LP, director (Member of REIT). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is ALF IV REIT Griffin AL LLC located?

The issuer's address on its SEC filings is 4890 W. Kennedy Blvd., Ste 900, Tampa, FL 33609. Its phone number of record is 813-252-4290. It is organized under the laws of Delaware.

How long is the ALF IV REIT Griffin AL LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is ALF IV REIT Griffin AL LLC's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.