Transformation Capital Fund IV-A, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
Pre-open
Investors
—
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Transformation Capital Fund IV-A, L.P. is a Delaware limited partnership that filed a Form D with the SEC on August 13, 2025, describing itself as a venture capital fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Transformation Capital Fund IV-A, L.P. reported that the first sale had not yet occurred as of the Form D filed August 13, 2025, so no amount sold or investor count is on file. The total offering amount is listed as indefinite. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names ISPartners Investment Solutions AG (CRD 169224), associated with None as the recipient of sales compensation. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 699 Boylston St., 2nd Floor, Boston, MA 02116.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Aug 13, 2025
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
pre_sale
Latest event New filer · Aug 13, 2025
SEC.govFund family Part of the Transformation Capital Fund family: 6 vehicles across 3 generations · adviser of record Transformation Capital · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 filing event with values and deltas, latest 2025-08-13, and alerts on the next one
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Adviser of Record (Form ADV)
CRD 307367 · exempt reporting adviser · lists this fund on Schedule D 7.B.(1) as a venture capital fund
Auditor named on Form ADV: BDO Limited · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Transformation Capital Fund IV GP, L.P.
Executive Officer · Boston, MA
"The general partner of the Issuer (the ""General Partner"")"
Transformation Capital Fund IV GP, LLC
Executive Officer · Boston, MA
"The general partner of the General Partner (the ""GP LLC"")"
Transformation Capital Partners, L.P.
Executive Officer · Boston, MA
Investment manager of the Issuer
Todd Cozzens
Executive Officer · Boston, MA
Manager of the sole member of the GP LLC
Michael Dixon
Executive Officer · Boston, MA
Manager of the sole member of the GP LLC
Jared Kesselheim
Executive Officer · Boston, MA
Manager of the sole member of the GP LLC
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
ISPartners Investment Solutions AGCRD 169224 on BrokerCheck
Associated broker-dealer: None · Zurich, V8 and outside the United States
Questions About Transformation Capital Fund IV-A, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Transformation Capital Fund IV-A, L.P.?
Transformation Capital Fund IV-A, L.P. is a Delaware limited partnership that filed a Form D with the SEC on August 13, 2025 as a venture capital fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.
Is Transformation Capital Fund IV-A, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. Transformation Capital Fund IV-A, L.P. filed a Form D with the SEC on August 13, 2025 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Transformation Capital Fund IV-A, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Transformation Capital Fund IV-A, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Transformation Capital Fund IV-A, L.P. raised?
Transformation Capital Fund IV-A, L.P. reported that the first sale had not yet occurred as of the Form D filed August 13, 2025, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.
Who can invest in Transformation Capital Fund IV-A, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Transformation Capital Fund IV-A, L.P.?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Transformation Capital Fund IV-A, L.P. and how are they paid?
The Form D names ISPartners Investment Solutions AG (CRD 169224), associated with None as the recipient of sales compensation. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Transformation Capital Fund IV-A, L.P.?
The Form D lists 6 related persons: Transformation Capital Fund IV GP, L.P., executive officer ("The general partner of the Issuer (the ""General Partner"")"); Transformation Capital Fund IV GP, LLC, executive officer ("The general partner of the General Partner (the ""GP LLC"")"); Transformation Capital Partners, L.P., executive officer (Investment manager of the Issuer); Todd Cozzens, executive officer (Manager of the sole member of the GP LLC); Michael Dixon, executive officer (Manager of the sole member of the GP LLC); Jared Kesselheim, executive officer (Manager of the sole member of the GP LLC). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Transformation Capital Fund IV-A, L.P. located?
The issuer's address on its SEC filings is 699 Boylston St., 2nd Floor, Boston, MA 02116. Its phone number of record is 617-984-6363. It is organized under the laws of Delaware.
How long is the Transformation Capital Fund IV-A, L.P. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
How large is Transformation Capital Fund IV-A, L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.