Occidental Rock Fund VCC - Occidental Rock Global PE Fund
Raised
Pre-open
Investors
—
Min Invest
$100,000
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AltStreet Analysis
·Generated from EDGAR primary sources
Occidental Rock Global PE Fund is a Singapore-domiciled pooled investment fund vehicle that filed its original Form D on November 4, 2025, claiming exemptions under Rule 506(b) and Section 3(c)(1). The filing indicates pre-open status with no capital raised or investor count disclosed; minimum investment is set at $100,000. Directors listed are Liu Haiyue and TEO Howe.
This 506(b)/3(c)(1) structure is standard for private equity funds targeting accredited investors without general solicitation. The $100K minimum positions it at the lower end of institutional PE offerings, potentially accessible to high-net-worth individuals alongside institutional allocators. Singapore incorporation suggests a cross-border or Asia-focused strategy.
Data Flags
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Nov 4, 2025
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
pre_sale
Latest event New filer · Nov 4, 2025
SEC.govInvestor
- 1 filing event with values and deltas, latest 2025-11-04, and alerts on the next one
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Liu Haiyue
Director · Singapore, U0
TEO Howe
Director · Singapore, U0
Questions About Occidental Rock Fund VCC - Occidental Rock Global PE Fund
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Occidental Rock Fund VCC - Occidental Rock Global PE Fund?
Occidental Rock Fund VCC - Occidental Rock Global PE Fund is a Singapore entity that filed a Form D with the SEC on November 4, 2025 as a hedge fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of equity and pooled investment fund interests.
Is Occidental Rock Fund VCC - Occidental Rock Global PE Fund legit?
AltStreet does not rate legitimacy; it reports the public record. Occidental Rock Fund VCC - Occidental Rock Global PE Fund filed a Form D with the SEC on November 4, 2025 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Occidental Rock Fund VCC - Occidental Rock Global PE Fund registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Occidental Rock Fund VCC - Occidental Rock Global PE Fund claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Occidental Rock Fund VCC - Occidental Rock Global PE Fund raised?
Occidental Rock Fund VCC - Occidental Rock Global PE Fund reported that the first sale had not yet occurred as of the Form D filed November 4, 2025, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.
Who can invest in Occidental Rock Fund VCC - Occidental Rock Global PE Fund?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.
What is the minimum investment in Occidental Rock Fund VCC - Occidental Rock Global PE Fund?
The Form D lists $100,000 as the minimum investment accepted from any outside investor as of November 4, 2025. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Occidental Rock Fund VCC - Occidental Rock Global PE Fund and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Occidental Rock Fund VCC - Occidental Rock Global PE Fund?
The Form D lists 2 related persons: Liu Haiyue, director; TEO Joo Howe, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Occidental Rock Fund VCC - Occidental Rock Global PE Fund located?
The issuer's address on its SEC filings is 168 Robinson Road, Capital Tower, #12-87, Singapore, 068912. Its phone number of record is 6562615618. It is organized under the laws of Singapore.
How long is the Occidental Rock Fund VCC - Occidental Rock Global PE Fund offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
How large is Occidental Rock Fund VCC - Occidental Rock Global PE Fund?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.