SEC filing record
Primary Source · SEC.gov

WC Special Situations Fund, LLC

Fund Vehicle2026 vintage506(b), 3(c)(1)

Raised

$10M

Investors

18

Min Invest

None stated

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AltStreet Analysis

·

Generated from EDGAR primary sources

WC Special Situations Fund, LLC is a Delaware-domiciled pooled investment fund managed by WestCap Management, LLC (with Laurence Tosi and Michael Davis as executive officers), filing an amended Form D. The entity has raised $10.0M from 18 investors under the 506(b) exemption combined with the 3(c)(1) exclusion; minimum investment and first sale date are not disclosed on the filing.

This filing follows the common private fund pattern of pairing a Securities Act 506(b) exemption with a 3(c)(1) exclusion under the Investment Company Act, typical for smaller pooled vehicles limiting investor count. At $10.0M raised across 18 investors (average check ~$556K), the fund sits at the lower end of institutional alternative investment vehicle sizes, with no stated minimum investment on the public filing.

Data Flags

First Sale DateAmended filing with no first sale date disclosed while total raise ($10.0M) is under $100M, which is below the threshold where omission is typically expected for large institutional funds.
generalFiling claims both 506(b) and 3(c)(1) exemptions simultaneously; this appears to be a standard platform convention rather than an entity-specific anomaly.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002087478
Entity NameWC Special Situations Fund, LLC
Exemption506(b), 3(c)(1)
Entity Type—
Jurisdiction of OrganizationDelaware
Issuer Address590 Pacific Avenue, San Francisco, CA 94133
Phone(646) 645-4356
Industry / Fund Type—
Securities TypePooled Investment Fund
First Sale Date—
Filing DateNovember 3, 2026
Accession Number0002087478-26-000002
Total Offering Amount—
Total Amount Sold$9,999,960
Total Investors18
Minimum Investment$0 (no stated minimum)
Offering Duration—
State (Issuer Address)CA
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

-- WestCap Management, LLC

Director · San Francisco, CA

Laurence Tosi

Executive Officer · San Francisco, CA

Michael Davis

Executive Officer · San Francisco, CA

Questions About WC Special Situations Fund, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is WC Special Situations Fund, LLC?

WC Special Situations Fund, LLC is an issuer that filed a Form D with the SEC on November 3, 2026. The filing claims 506(b), 3(c)(1).

Is WC Special Situations Fund, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. WC Special Situations Fund, LLC filed a Form D with the SEC on November 3, 2026 claiming 506(b), 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $9,999,960 sold to 18 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is WC Special Situations Fund, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that WC Special Situations Fund, LLC claimed 506(b), 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has WC Special Situations Fund, LLC raised?

WC Special Situations Fund, LLC reported $9,999,960 sold from 18 investors as of the Form D filed November 3, 2026.

Who is selling WC Special Situations Fund, LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Where is WC Special Situations Fund, LLC located?

The issuer's address on its SEC filings is 590 Pacific Avenue, San Francisco, CA 94133. Its phone number of record is 646-645-4356. It is organized under the laws of Delaware.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.