SEC filing record
Primary Source · SEC.gov

Gavea Global Macro HedgeFocus Fund LP

Fund Vehicle2017 vintage506(b), 3(c)

Raised

$28M

Investors

84

Min Invest

$100,000

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AltStreet Analysis

·

Generated from EDGAR primary sources

Gavea Global Macro HedgeFocus Fund LP is a Delaware limited partnership filing under exemptions 506(b) and 3(c), having raised $28.4M from 84 investors with a $100K minimum investment. This amended filing discloses a pooled investment fund structure promoted by HedgeFocus Cayman GP Ltd. and iCapital Securities, LLC, with no first sale date disclosed.

This alternative investment vehicle employs the standard 506(b)/3(c) exemption pairing typical of private hedge funds. The $100K minimum investment positions it at the lower tier of accredited investor access, consistent with retail-oriented alternative investment platforms, while the 84-investor count suggests broad distribution relative to the $28.4M raise (approximately $338K average commitment per investor).

Data Flags

related personsHedgeFocus Cayman GP Ltd. listed as promoter indicates offshore management structure; suggests cross-border or feeder fund arrangement
related personsiCapital Securities, LLC listed as promoter; this is a known alternative investment distribution platform, suggesting this vehicle is part of iCapital's product marketplace
investor metrics84 investors into $28.4M raise yields average commitment of ~$338K per investor, relatively small check sizes for a global macro hedge fund strategy

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing April 11, 2017

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001533262
Entity NameGavea Global Macro HedgeFocus Fund LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Year OrganizedMore than five years before filing
Issuer Address441 Lexington Avenue, 9th Floor, New York, NY 10017
Phone(212) 994-7400
Former NamesCS Gavea Global Macro Fund LP (until September 24, 2014)
Industry / Fund TypePooled Investment Fund · Hedge Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled Investment Fund
First Sale Date—
Filing DateApril 11, 2017
Accession Number0001533262-17-000003
Total Offering AmountIndefinite
Total Amount Sold$28,355,250
Total Investors84
Non-Accredited InvestorsNone
Minimum Investment$100,000
Offering DurationIntended to last more than one year
Sales Commissions$468,692 (to Credit Suisse Securities (USA) LLC and 1 other)
Finders' Fees$0
Net Asset Value RangeDecline to Disclose
State (Issuer Address)NY
Amendment Count5 amendments filed

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

AltStreet Coverage

Original reporting from AltStreet's daily EDGAR monitoring covering iCapital and its filings.

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Platform coverage · Aug 2026

All AltStreet news

Capital Raise Timeline

6 Form D filings from Mar 26, 2012 to Apr 11, 2017, the latest a D/A.

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Filing events

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none on file

Critical / warning

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0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

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Fund family Part of the Gavea Global Macro HedgeFocus Fund family: 2 vehicles across 0 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • The dated record: 36 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
  • The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2017-04-11: 1 related person added and 4 removed against the filing of 2015-09-10; 3 now listed. The names are in the Terminal feed.

n/a HedgeFocus Cayman GP Ltd.

Promoter · Grand Cayman, E9

n/a iCapital Securities, LLC

Promoter · New York, NY

Charles Thomas

Director · Grand Cayman, E9

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Credit Suisse Securities (USA) LLCCRD 816 on BrokerCheck

Associated broker-dealer: None · New York, NY · Soliciting in all states

iCapital Securities, LLCCRD 171061 on BrokerCheck

Associated broker-dealer: None · New York, NY · Soliciting in all states

Questions About Gavea Global Macro HedgeFocus Fund LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Gavea Global Macro HedgeFocus Fund LP?

Gavea Global Macro HedgeFocus Fund LP is a Delaware limited partnership that filed a Form D with the SEC on April 11, 2017 as a hedge fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests. AltStreet links the issuer to iCapital.

Is Gavea Global Macro HedgeFocus Fund LP legit?

AltStreet does not rate legitimacy; it reports the public record. Gavea Global Macro HedgeFocus Fund LP filed a Form D with the SEC on April 11, 2017 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $28,355,250 sold to 84 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to iCapital, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Gavea Global Macro HedgeFocus Fund LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Gavea Global Macro HedgeFocus Fund LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Gavea Global Macro HedgeFocus Fund LP raised?

Gavea Global Macro HedgeFocus Fund LP reported $28,355,250 sold from 84 investors in an offering of indefinite size as of the Form D filed April 11, 2017.

Who can invest in Gavea Global Macro HedgeFocus Fund LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.

What is the minimum investment in Gavea Global Macro HedgeFocus Fund LP?

The Form D lists $100,000 as the minimum investment accepted from any outside investor as of April 11, 2017. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Gavea Global Macro HedgeFocus Fund LP and how are they paid?

The Form D names Credit Suisse Securities (USA) LLC (CRD 816), associated with None; iCapital Securities, LLC (CRD 171061), associated with None as recipients of sales compensation soliciting in all states. Sales commissions are reported as $468,692 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Gavea Global Macro HedgeFocus Fund LP?

The Form D lists 3 related persons: HedgeFocus Cayman GP Ltd., promoter (General Partner); iCapital Securities, LLC, promoter (Administrative Agent); Charles Thomas, director (Director of the General Partner). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Gavea Global Macro HedgeFocus Fund LP located?

The issuer's address on its SEC filings is 441 Lexington Avenue, 9th Floor, New York, NY 10017. Its phone number of record is 212-994-7400. It is organized under the laws of Delaware.

How long is the Gavea Global Macro HedgeFocus Fund LP offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 5 amendments are on record for this CIK.

How large is Gavea Global Macro HedgeFocus Fund LP?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.