SEC filing record
Primary Source · SEC.gov

Redwood Scientific Technologies, Inc.

2023 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$1M

Investors

13

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Redwood Scientific Technologies, Inc. is a Delaware corporation that first filed a Form D on February 19, 2015 and most recently amended it on July 11, 2023 in the Biotechnology industry group. The offering claims Rule 506(b) and covers equity. Redwood Scientific Technologies, Inc. reported $1,140,000 sold from 13 investors of a $1,140,000 total offering as of the Form D filed July 11, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 418 Broadway, Suite 4872, Albany, NY 12207.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001634394
Entity NameRedwood Scientific Technologies, Inc.
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeCorporation
Jurisdiction of OrganizationDelaware
Issuer Address418 Broadway, Suite 4872, Albany, NY 12207
Phone(310) 693-5401
Industry / Fund TypeBiotechnology
Securities TypeEquity
First Sale DateMay 4, 2023
Filing DateJuly 11, 2023
Accession Number0001753926-23-000917
Total Offering Amount$1,140,000
Total Amount Sold$1,140,000
Amount Remaining$0
Total Investors13
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment Count4 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

2

lapsed, closed

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2023-07-11: 3 related persons added and 5 removed against the filing of 2016-01-28; 5 now listed. The names are in the Terminal feed.

Jason Cardiff

Executive Officer, Director · Albany, NY

Chief Executive Officer and President

John Harrington

Executive Officer · Albany, NY

Chief Financial Officer

David Duncan

Executive Officer · Albany, NY

Chief Operating Officer

Brian Kennedy

Director · Albany, NY

Christine Hayes

Director · Albany, NY

Questions About Redwood Scientific Technologies, Inc.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Redwood Scientific Technologies, Inc.?

Redwood Scientific Technologies, Inc. is a Delaware corporation that filed a Form D with the SEC on July 11, 2023 in the Biotechnology industry group. The filing claims Rule 506(b) for an offering of equity.

Is Redwood Scientific Technologies, Inc. legit?

AltStreet does not rate legitimacy; it reports the public record. Redwood Scientific Technologies, Inc. filed a Form D with the SEC on July 11, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $1,140,000 sold to 13 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Redwood Scientific Technologies, Inc. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Redwood Scientific Technologies, Inc. claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Redwood Scientific Technologies, Inc. raised?

Redwood Scientific Technologies, Inc. reported $1,140,000 sold from 13 investors of a $1,140,000 total offering as of the Form D filed July 11, 2023.

Who can invest in Redwood Scientific Technologies, Inc.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Redwood Scientific Technologies, Inc.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Redwood Scientific Technologies, Inc. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Redwood Scientific Technologies, Inc.?

The Form D lists 5 related persons: Jason Cardiff, executive officer, director (Chief Executive Officer and President); John Harrington, executive officer (Chief Financial Officer); David Duncan, executive officer (Chief Operating Officer); Brian Kennedy, director; Christine Hayes, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Redwood Scientific Technologies, Inc. located?

The issuer's address on its SEC filings is 418 Broadway, Suite 4872, Albany, NY 12207. Its phone number of record is 310-693-5401. It is organized under the laws of Delaware.

How long is the Redwood Scientific Technologies, Inc. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

What is Redwood Scientific Technologies, Inc.'s revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.