Bowery Farming Inc.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$85M
Investors
38
Min Invest
None stated
Is this your company or fund? Claim this page free, or verify it and carry the Verified Issuer mark.
What this filing shows
·Every sentence is a value as filed on SEC Form D
Bowery Farming Inc. is a Delaware corporation that first filed a Form D on June 14, 2017 and most recently amended it on November 9, 2023 in the Other Technology industry group. The offering claims Rule 506(b) and covers equity. Bowery Farming Inc. reported $85,406,508 sold from 38 investors of a $220,496,798 total offering as of the Form D filed November 9, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Houlihan Lokey Capital, Inc. (CRD 17708), associated with None as the recipient of sales compensation soliciting in AZ, CA, CO, CT, DC, FL, GA, IL, IN, MA, MN, NC, NJ, NY, PA, TX, UT, WA. The issuer's address of record is 151 W. 26th St., 12th Floor, New York, NY 10001.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
5
lapsed, closed
Investor
- 5 offering timelines: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Irving Fain
Executive Officer, Director · New York, NY
Rob Hayes
Director · New York, NY
Michael Lynton
Director · New York, NY
Hans Tung
Director · New York, NY
Andy Wheeler
Director · New York, NY
Sagar Bhadra
Director · New York, NY
Sara G. Robling
Director · New York, NY
Darren G. Thompson
Executive Officer · New York, NY
Christopher G. Livingston
Executive Officer · New York, NY
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Houlihan Lokey Capital, Inc.CRD 17708 on BrokerCheck
Associated broker-dealer: None · Los Angeles, CA · Soliciting in AZ, CA, CO, CT, DC, FL, GA, IL, IN, MA, MN, NC, NJ, NY, PA, TX, UT, WA
Questions About Bowery Farming Inc.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Bowery Farming Inc.?
Bowery Farming Inc. is a Delaware corporation that filed a Form D with the SEC on November 9, 2023 in the Other Technology industry group. The filing claims Rule 506(b) for an offering of equity.
Is Bowery Farming Inc. legit?
AltStreet does not rate legitimacy; it reports the public record. Bowery Farming Inc. filed a Form D with the SEC on November 9, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $85,406,508 sold to 38 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Bowery Farming Inc. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Bowery Farming Inc. claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Bowery Farming Inc. raised?
Bowery Farming Inc. reported $85,406,508 sold from 38 investors of a $220,496,798 total offering as of the Form D filed November 9, 2023.
Who can invest in Bowery Farming Inc.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Bowery Farming Inc.?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Bowery Farming Inc. and how are they paid?
The Form D names Houlihan Lokey Capital, Inc. (CRD 17708), associated with None as the recipient of sales compensation soliciting in AZ, CA, CO, CT, DC, FL, GA, IL, IN, MA, MN, NC, NJ, NY, PA, TX, UT, WA.
Who is behind Bowery Farming Inc.?
The Form D lists 9 related persons: Irving Fain, executive officer, director; Rob Hayes, director; Michael Lynton, director; Hans Tung, director; Andy Wheeler, director; Sagar Bhadra, director; Sara G. Robling, director; Darren G. Thompson, executive officer, and 1 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Bowery Farming Inc. located?
The issuer's address on its SEC filings is 151 W. 26th St., 12th Floor, New York, NY 10001. Its phone number of record is 646-493-1322. It is organized under the laws of Delaware.
How long is the Bowery Farming Inc. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
What is Bowery Farming Inc.'s revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
Is this your company or fund?
Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.
Verified Issuer, $480 a year: AltStreet checks the identity of your company and the authority of the person claiming it against your filings, confirms your contact details on a stated date and again at each renewal, and marks the page so people researching you find a current, attributed profile beside the public filing record. It is not a review of any offering.
Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.