AG Twin Brook BDC, Inc. 2026: Is It Legit? Form D Raise, Investors, Who Is Behind It

Q: What is AG Twin Brook BDC, Inc.?

AG Twin Brook BDC, Inc. is an issuer that filed a Form D with the SEC on July 28, 2023. The filing claims Securities Exchange Act of 1934.

Q: Is AG Twin Brook BDC, Inc. legit?

AltStreet does not rate legitimacy; it reports the public record. AG Twin Brook BDC, Inc. filed a Form D with the SEC on July 28, 2023 claiming Securities Exchange Act of 1934. A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $146,000,000 sold to 3 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Q: Is AG Twin Brook BDC, Inc. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that AG Twin Brook BDC, Inc. claimed Securities Exchange Act of 1934 and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

Q: How much has AG Twin Brook BDC, Inc. raised?

AG Twin Brook BDC, Inc. reported $146,000,000 sold from 3 investors as of the Form D filed July 28, 2023.

Q: Who is selling AG Twin Brook BDC, Inc. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Q: Who is behind AG Twin Brook BDC, Inc.?

The Form D lists 7 related persons: James Bowers, director; James Hallene, director; Trevor Jerome Clark, executive officer, director; Lance Jerome Ludwick, director; Terrence Jerome Walters, executive officer, director; Richa Jerome Gulati, executive officer; Jenny B. Neslin, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Q: Where is AG Twin Brook BDC, Inc. located?

The issuer's address on its SEC filings is C/O Ag Twin Brook Manager,LLC, 245 Park Avenue, 26th Floor, New York, NY 10167. Its phone number of record is 212.692.2000. It is organized under the laws of Delaware.

Q: How long is the AG Twin Brook BDC, Inc. offering open?

An issuer must amend its Form D annually while a continuing offering stays open; 3 amendments are on record for this CIK.

AltStreetEDGAR DatabaseAG Twin Brook BDC, Inc.
SEC filing record
Primary Source · SEC.gov
AG Twin Brook BDC, Inc.2021 vintageSecurities Exchange Act of 1934Filing record
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form 15 / Schedule TO; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Latest signalExchange Act deregistrationForm 15-12G · 2023-07-28Last filing 2023-07-28
Raised
$146M
Investors
3
Min Invest
None stated
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What this filing shows·Every sentence is a value as filed on SEC Form D
AG Twin Brook BDC, Inc. is an entity organized in Delaware that first filed a Form D on January 13, 2021 and most recently amended it on July 28, 2023. The offering claims Securities Exchange Act of 1934. AG Twin Brook BDC, Inc. reported $146,000,000 sold from 3 investors as of the Form D filed July 28, 2023. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is C/O Ag Twin Brook Manager,LLC, 245 Park Avenue, 26th Floor, New York, NY 10167.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Offering stalled · Form D · last filing June 2, 2023
Latest annual amendment reported no change in amount sold or investors
Timeline 
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer 
EDGAR Filing Data
Form 15 / Schedule TO — Primary Source
View on SEC.gov 
CIK Number0001666384
Entity NameAG Twin Brook BDC, Inc.
ExemptionSecurities Exchange Act of 1934
Entity Type—
Jurisdiction of OrganizationDelaware
Issuer AddressC/O Ag Twin Brook Manager,LLC, 245 Park Avenue, 26th Floor, New York, NY 10167
Phone(212) 692-2000
Former Names1889 BDC, Inc (until February 23, 2018)
Industry / Fund Type—
Securities Type—
First Sale Date—
Filing DateJuly 28, 2023
Accession Number0001666384-23-000046
Total Offering Amount—
Total Amount Sold$146,000,000
Total Investors3
Minimum Investment$0 (no stated minimum)
Offering Duration—
State (Issuer Address)NY
Amendment Count5 filings on record
Filings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
15-12GJuly 28, 20230001666384-23-000046D/AJune 2, 20230001666384-23-000031D/AJune 2, 20220001666384-22-000001D/AJune 3, 20210001666384-21-000004DJanuary 13, 20210001666384-21-000002
In the Terminal
Filing events
1
latest Jul 28, 2023
Critical / warning
0 / 1
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
stalled
Latest event Exchange act deregistration · Jul 28, 2023
SEC.gov
Open in the terminal Watch this issuerInvestor $149/mo unlocks the values; Pro $349/mo adds the universe.
Fund family Part of the Twin Brook BDC family: 2 vehicles across 0 generations · full family and the filing behind each link in the terminal
Investor
The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
1 filing event with values and deltas, latest 2023-07-28, and alerts on the next one
1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Item 3 changed on the Form D filed 2023-06-02: 6 related persons added and 3 removed against the filing of 2022-06-02; 7 now listed. The names are in the Terminal feed.
James Bowers
Director · New York, NY
James Hallene
Director · New York, NY
Trevor Jerome Clark
Executive Officer, Director · New York, NY
Lance Jerome Ludwick
Director · New York, NY
Terrence Jerome Walters
Executive Officer, Director · New York, NY
Richa Jerome Gulati
Executive Officer · New York, NY
Jenny B. Neslin
Executive Officer · New York, NY
Questions About AG Twin Brook BDC, Inc.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is AG Twin Brook BDC, Inc.?AG Twin Brook BDC, Inc. is an issuer that filed a Form D with the SEC on July 28, 2023. The filing claims Securities Exchange Act of 1934.
Is AG Twin Brook BDC, Inc. legit?AltStreet does not rate legitimacy; it reports the public record. AG Twin Brook BDC, Inc. filed a Form D with the SEC on July 28, 2023 claiming Securities Exchange Act of 1934. A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $146,000,000 sold to 3 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is AG Twin Brook BDC, Inc. registered with or approved by the SEC?No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that AG Twin Brook BDC, Inc. claimed Securities Exchange Act of 1934 and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has AG Twin Brook BDC, Inc. raised?AG Twin Brook BDC, Inc. reported $146,000,000 sold from 3 investors as of the Form D filed July 28, 2023.
Who is selling AG Twin Brook BDC, Inc. and how are they paid?The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind AG Twin Brook BDC, Inc.?The Form D lists 7 related persons: James Bowers, director; James Hallene, director; Trevor Jerome Clark, executive officer, director; Lance Jerome Ludwick, director; Terrence Jerome Walters, executive officer, director; Richa Jerome Gulati, executive officer; Jenny B. Neslin, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is AG Twin Brook BDC, Inc. located?The issuer's address on its SEC filings is C/O Ag Twin Brook Manager,LLC, 245 Park Avenue, 26th Floor, New York, NY 10167. Its phone number of record is 212.692.2000. It is organized under the laws of Delaware.
How long is the AG Twin Brook BDC, Inc. offering open?An issuer must amend its Form D annually while a continuing offering stays open; 3 amendments are on record for this CIK.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.