EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 97

CIK 0001697374Platform / Operating Company2017 vintage506(b), 3(c)(1)

Raised

$351K

Investors

19

Min Invest

$0

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 97 is a pooled investment fund vehicle filed by EquityZen on 2017-04-13, raising $351K from 19 investors under Rule 506(b) and Section 3(c)(1) exemptions. This entity is part of the EquityZen platform, which operates nearly 1,900 related pre-IPO secondary market vehicles. Minimum investment and first sale date were not disclosed in this filing.

This pre-IPO fund operates under the standard 506(b)/3(c)(1) exemption combination typical of private secondary market vehicles, allowing up to 35 non-accredited investors alongside accredited participants. The modest $351K raise across 19 investors (~$18.5K average commitment) reflects EquityZen's fractional access model for individual accredited investors seeking exposure to private growth companies.

Data Flags

generalPart of EquityZen platform with 1,891 related entities; blank optional fields (minimum investment, first sale date, states of solicitation) follow platform's standard filing template

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001697374
Entity NameEquityZen Growth Technology Fund LLC - Series 97
Exemption506(b), 3(c)(1)
First Sale Date
Filing DateApril 13, 2017
Accession Number0001697374-17-000001
Total Amount Sold$351K
Total Investors19
Minimum Investment$0 (no stated minimum)
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Inc.

Executive Officer, Director · New York, NY

Shriram Bhashyam

Executive Officer, Director · New York, NY

Assure Fund Management II LLC

Director · Salt Lake City, UT

Jens Beyrich

Executive Officer · Salt Lake City, UT

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.