SEC filing record
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 173

Single-Deal SPV2018 vintage506(b), 3(c)(1)

Raised

$145K

Investors

5

Min Invest

$10,000

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AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 173 is a Delaware pooled investment fund vehicle filed by EquityZen Advisors and related entities, raising $145K from 5 investors with a $10K minimum investment under Rule 506(b) and Section 3(c)(1). This is an amended filing and part of EquityZen's platform, which operates approximately 150 related EDGAR entities focused on private equity secondary transactions.

This vehicle follows the typical EquityZen series SPV structure common in private equity secondaries, using the 506(b)/3(c)(1) exemption combination to remain outside Investment Company Act registration while limiting to 100 investors. The $10K minimum is accessible compared to traditional private equity funds and consistent with other EquityZen series vehicles operating in the same period.

Data Flags

generalAmended filing with relatively small raise of $145K across 5 investors, suggesting possible post-close adjustments or corrections
first_sale_dateFirst sale date not disclosed in filing, preventing vintage year determination and compliance timeline verification
investor_countAverage investment of $29K per investor is modest relative to typical private equity minimums, though consistent with platform's retail-accessible model

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001720395
Entity NameEquityZen Growth Technology Fund LLC - Series 173
ExemptionRule 506(b), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Year Organized2017
Issuer Address10 West 18th St, 7th Floor, New York, NY 10011-4618
Phone(877) 490-6121
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypeEquity, Pooled Investment Fund
First Sale Date—
Filing DateJanuary 4, 2018
Accession Number0001719004-18-000005
Total Offering Amount$144,900
Total Amount Sold$144,900
Amount Remaining$0
Total Investors5
Non-Accredited InvestorsNone
Minimum Investment$10,000
Offering DurationOne year or less
Sales Commissions$7,245 (to EquityZen Securities LLC)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment Count1 amendments filed (2 Form D filings)

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

AltStreet Coverage

Original reporting from AltStreet's daily EDGAR monitoring covering EquityZen and its filings.

Nineteen EquityZen Series Report $10.5 Million Sold, Without Naming Underlying Companies

Nineteen series of EquityZen Growth Technology Fund LLC filed first Form D notices between September 22 and October 9, 2026, each reporting its full offering amount sold at filing, $10.5 million in total across 518 investor slots. None names the company whose shares it holds.

Platform coverage · Oct 2026

EquityZen Registered 16 New Pre-IPO SPVs in August, Five of Them in the Final Week

AltStreet's EDGAR monitoring counted 16 new EquityZen Growth Technology Fund series registered during August 2026, roughly four vehicles a week in the platform's first year under Morgan Stanley, with five filed between August 24 and 28 alone.

Platform coverage · Aug 2026

EquityZen Quietly Launches a Sixth Fund Family as Its SEC-Filed Census Passes $1.5 Billion

A first Form D from EquityZen Growth Access Fund LLC ($10.39 million across 51 investors, filed under the qualified-purchaser exclusion) and the largest Growth Technology Fund II series ever filed arrived within three weeks of each other. Seven months after the Morgan Stanley acquisition, no Morgan Stanley entity has appeared on any EquityZen Form D.

Platform coverage · Aug 2026

EquityZen Fund XI Series 2 Reaches $6.2M, 143 Investors After Minimum Falls to $5K

A June Form D/A shows EquityZen Growth Opportunity Fund XI Series 2 more than doubled reported capital to $6.2 million and nearly tripled its investor count from February. An earlier amendment filed one week after Morgan Stanley closed its EquityZen acquisition had reduced the vehicle's minimum accepted investment from $20,000 to $5,000.

Platform coverage · Jul 2026

EquityZen Fund XI Series 1 Investor Count Rises to 51, Up 82% From February

A June 5 Form D/A for EquityZen Growth Opportunity Fund XI Series 1 reports 51 investors, up from 28 in February and 16 when the vehicle launched in late 2025. The filing follows Morgan Stanley's January acquisition of EquityZen but does not establish a connection between the ownership change and the increase.

Platform coverage · Jul 2026

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In the Terminal

Filing events

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Critical / warning

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Statements extracted

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none on file

NAV prints

0

none on file

Offering chains

1

closed

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Fund family Part of the EquityZen Growth Technology Fund family: 1885 vehicles across 1885 generations · adviser of record Equityzen Advisors LLC · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • The dated record: 22 facts with source, effective date and capture date, viewable as AltStreet knew them on any past day
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Item 3 changed on the Form D filed 2018-01-04: 1 related person added and 1 removed against the filing of 2017-12-14; 4 now listed. The names are in the Terminal feed.

Shriram Bhashyam

Executive Officer, Director · New York, NY

Assure Fund Management II LLC

Director · Salt Lake City, UT

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Erin Rosenthal

Executive Officer · Salt Lake City, UT

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

EquityZen Securities LLCCRD 281820 on BrokerCheck

New York, NY · Soliciting in all states

Questions About EquityZen Growth Technology Fund LLC - Series 173

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is EquityZen Growth Technology Fund LLC - Series 173?

EquityZen Growth Technology Fund LLC - Series 173 is a Delaware limited liability company organized in 2017 that filed a Form D with the SEC on January 4, 2018 as a private equity fund. The filing claims Rule 506(b), Section 3(c)(1) for an offering of equity and pooled investment fund interests. AltStreet links the issuer to EquityZen.

Is EquityZen Growth Technology Fund LLC - Series 173 legit?

AltStreet does not rate legitimacy; it reports the public record. EquityZen Growth Technology Fund LLC - Series 173 filed a Form D with the SEC on January 4, 2018 claiming Rule 506(b), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $144,900 sold to 5 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to EquityZen, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is EquityZen Growth Technology Fund LLC - Series 173 registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that EquityZen Growth Technology Fund LLC - Series 173 claimed Rule 506(b), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has EquityZen Growth Technology Fund LLC - Series 173 raised?

EquityZen Growth Technology Fund LLC - Series 173 reported $144,900 sold from 5 investors of a $144,900 total offering as of the Form D filed January 4, 2018.

Who can invest in EquityZen Growth Technology Fund LLC - Series 173?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $10,000.

What is the minimum investment in EquityZen Growth Technology Fund LLC - Series 173?

The Form D lists $10,000 as the minimum investment accepted from any outside investor as of January 4, 2018. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling EquityZen Growth Technology Fund LLC - Series 173 and how are they paid?

The Form D names EquityZen Securities LLC (CRD 281820) as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $7,245 and finders' fees as $0. Form D allows these to be estimates.

Who is behind EquityZen Growth Technology Fund LLC - Series 173?

The Form D lists 4 related persons: Shriram Bhashyam, executive officer, director (Manager Representative); Assure Fund Management II LLC, director (Administrator); EquityZen Advisors LLC, executive officer, director (Manager); Erin Rosenthal, executive officer (Attorney-in-Fact of the issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is EquityZen Growth Technology Fund LLC - Series 173 located?

The issuer's address on its SEC filings is 10 West 18th St, 7th Floor, New York, NY 10011-4618. Its phone number of record is (877) 490-6121. It is organized under the laws of Delaware.

How long is the EquityZen Growth Technology Fund LLC - Series 173 offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is EquityZen Growth Technology Fund LLC - Series 173?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.