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Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 378

CIK 0001766010Single-Deal SPV2019 vintage506(b), 3(c)(1)

Raised

$259K

Investors

6

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 378 is a Delaware pooled investment fund filed by EquityZen Advisors LLC on 2019-04-25, raising $259K from 6 investors under Rule 506(b) and Section 3(c)(1) exemptions. Minimum investment is $10K. This is one of 1,891 related entities in the EquityZen platform, which provides pre-IPO secondary market access.

This pre-IPO fund uses the standard 506(b)/3(c)(1) exemption pattern for private placement vehicles targeting accredited investors. The $10K minimum investment is relatively accessible compared to typical institutional pre-IPO structures, consistent with EquityZen's retail-oriented SPV model for secondary shares in private growth companies.

Data Flags

generalEquityZen platform convention: dual exemptions 506(b) and 3(c)(1) claimed simultaneously, Assure Fund Management II listed as director (platform service provider role), and states of solicitation not specified — traits shared across all sibling entities indicating standard platform filing template

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001766010
Entity NameEquityZen Growth Technology Fund LLC - Series 378
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateApril 25, 2019
Accession Number0001766010-19-000001
Total Amount Sold$259K
Total Investors6
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.