StepStone Secondary Opportunities Fund IV, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$133M
Investors
20
Min Invest
None stated
What this filing shows
·Every sentence is a value as filed on SEC Form D
StepStone Secondary Opportunities Fund IV, L.P. is a Delaware limited partnership that filed a Form D with the SEC on May 3, 2019, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. StepStone Secondary Opportunities Fund IV, L.P. reported $132,550,000 sold from 20 investors in an offering of indefinite size as of the Form D filed May 3, 2019. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 450 Lexington Avenue, 31st Floor, New York, NY 10017.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
Fund Family
Every vehicle in this manager's series as it appears on EDGAR, newest generation first. Sold-to-date and investor counts are each vehicle's latest Form D.
Fund family
StepStone Secondary Opportunities Fund8 vehicles · 4 generations · since 2016 · $6.71B sold across the family
This issuer is in Fund IV · Fund III has sold $277.3M to date across its vehicles
| Vehicle | Role | First filed | Status | Sold | Investors |
|---|---|---|---|---|---|
| Fund VI · first filed 2026-03-30 · 2 vehicles · $3.12B sold · 62 investors | |||||
| StepStone Secondary Opportunities Fund VI Offshore, L.P. | offshore | 2026-03-30 | raising | $3.12Bcombined | 62 |
| StepStone Secondary Opportunities Fund VI, L.P. | 2026-03-30 | raising | $3.12Bcombinedshared | 12 | |
| Fund V · first filed 2022-06-01 · 2 vehicles · $3.00B sold · 335 investors | |||||
| StepStone Secondary Opportunities Fund V Offshore, L.P. | offshore | 2022-06-01 | dark | $2.57Bcombined | 160 |
| StepStone Secondary Opportunities Fund V, L.P. | 2022-06-01 | dark | $427.8Mcombined | 175 | |
| Fund IV · first filed 2019-05-03 · 2 vehicles · $310.1M sold · 58 investors | |||||
| StepStone Secondary Opportunities Fund IV, L.P.this issuer | 2019-05-03 | lapsed | $132.6M | 20 | |
| Stepstone Secondary Opportunities Fund IV Offshore, L.P. | offshore | 2019-05-03 | lapsed | $177.5M | 38 |
| Fund III · first filed 2016-01-12 · 2 vehicles · $277.3M sold · 51 investors | |||||
| StepStone Secondary Opportunities Fund III, L.P. | 2016-01-12 | dark | $262.0M | 47 | |
| StepStone Secondary Opportunities Fund III Offshore | offshore | 2016-01-12 | stalled | $15.3M | 4 |
Grouped from Form D issuer names (generation, sleeve, jurisdiction and legal-form tokens removed); a name-only match, so abbreviated or renamed vehicles can be missed. Sold and investor figures are each vehicle's latest Form D; sleeves that report the same figure share one family-wide total and are counted once. Performance lines are what a public pension plan reports for its own interest in that fund, net, on the plan's cash flows and valuation date; they are not the general partner's figures.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Investor
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Thomas A. Bradley
Executive Officer · New York, NY
Partner of the Issuer's General Partner
Mark T. Maruszewski
Executive Officer · New York, NY
Partner of the Issuer's General Partner
Michael I. McCabe
Executive Officer · New York, NY
Partner of the Issuer's General Partner
Monte I. Brem
Executive Officer · La Jolla, CA
Partner of the Issuer's General Partner
Jose I. Fernandez
Executive Officer · La Jolla, CA
Partner of the Issuer's General Partner
Tom I. Keck
Executive Officer · La Jolla, CA
Partner of the Issuer's General Partner
Jay I. Rose
Executive Officer · La Jolla, CA
Partner of the Issuer's General Partner
Johnny I. Randel
Executive Officer · La Jolla, CA
Partner of the Issuer's General Partner
Jason I. Ment
Executive Officer · New York, NY
Partner of the Issuer's General Partner
Darren I. Friedman
Executive Officer · New York, NY
Partner of the Issuer's General Partner
Questions About StepStone Secondary Opportunities Fund IV, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is StepStone Secondary Opportunities Fund IV, L.P.?
StepStone Secondary Opportunities Fund IV, L.P. is a Delaware limited partnership that filed a Form D with the SEC on May 3, 2019 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.
Is StepStone Secondary Opportunities Fund IV, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. StepStone Secondary Opportunities Fund IV, L.P. filed a Form D with the SEC on May 3, 2019 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $132,550,000 sold to 20 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is StepStone Secondary Opportunities Fund IV, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that StepStone Secondary Opportunities Fund IV, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has StepStone Secondary Opportunities Fund IV, L.P. raised?
StepStone Secondary Opportunities Fund IV, L.P. reported $132,550,000 sold from 20 investors in an offering of indefinite size as of the Form D filed May 3, 2019.
Who can invest in StepStone Secondary Opportunities Fund IV, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in StepStone Secondary Opportunities Fund IV, L.P.?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling StepStone Secondary Opportunities Fund IV, L.P. and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind StepStone Secondary Opportunities Fund IV, L.P.?
The Form D lists 10 related persons: Thomas A. Bradley, executive officer (Partner of the Issuer's General Partner); Mark T. Maruszewski, executive officer (Partner of the Issuer's General Partner); Michael I. McCabe, executive officer (Partner of the Issuer's General Partner); Monte I. Brem, executive officer (Partner of the Issuer's General Partner); Jose I. Fernandez, executive officer (Partner of the Issuer's General Partner); Tom I. Keck, executive officer (Partner of the Issuer's General Partner); Jay I. Rose, executive officer (Partner of the Issuer's General Partner); Johnny I. Randel, executive officer (Partner of the Issuer's General Partner), and 2 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is StepStone Secondary Opportunities Fund IV, L.P. located?
The issuer's address on its SEC filings is 450 Lexington Avenue, 31st Floor, New York, NY 10017. Its phone number of record is 212-351-6100. It is organized under the laws of Delaware.
How long is the StepStone Secondary Opportunities Fund IV, L.P. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
How large is StepStone Secondary Opportunities Fund IV, L.P.?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
Is this your offering?
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.