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Primary Source · SEC.gov

Stepstone Secondary Opportunities Fund IV Offshore, L.P.

Fund Vehicle2019 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$178M

Investors

38

Min Invest

None stated

What this filing shows

·

Every sentence is a value as filed on SEC Form D

Stepstone Secondary Opportunities Fund IV Offshore, L.P. is a Cayman Islands limited partnership that filed a Form D with the SEC on May 3, 2019, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Stepstone Secondary Opportunities Fund IV Offshore, L.P. reported $177,510,000 sold from 38 investors in an offering of indefinite size as of the Form D filed May 3, 2019. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 450 Lexington Avenue, 31st Floor, New York, NY 10017.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001774578
Entity NameStepstone Secondary Opportunities Fund IV Offshore, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationCayman Islands
Issuer Address450 Lexington Avenue, 31st Floor, New York, NY 10017
Phone(212) 351-6100
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateApril 18, 2019
Filing DateMay 3, 2019
Accession Number0001774578-19-000001
Total Offering AmountIndefinite
Total Amount Sold$177,510,000
Total Investors38
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Net Asset Value RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

Fund Family

Every vehicle in this manager's series as it appears on EDGAR, newest generation first. Sold-to-date and investor counts are each vehicle's latest Form D.

Fund family

StepStone Secondary Opportunities Fund8 vehicles · 4 generations · since 2016 · $6.71B sold across the family

This issuer is in Fund IV · Fund III has sold $277.3M to date across its vehicles

VehicleRoleFirst filedStatusSoldInvestors
Fund VI · first filed 2026-03-30 · 2 vehicles · $3.12B sold · 62 investors
StepStone Secondary Opportunities Fund VI Offshore, L.P.offshore2026-03-30raising$3.12Bcombined62
StepStone Secondary Opportunities Fund VI, L.P.2026-03-30raising$3.12Bcombinedshared12
Fund V · first filed 2022-06-01 · 2 vehicles · $3.00B sold · 335 investors
StepStone Secondary Opportunities Fund V Offshore, L.P.offshore2022-06-01dark$2.57Bcombined160
StepStone Secondary Opportunities Fund V, L.P.2022-06-01dark$427.8Mcombined175
Fund IV · first filed 2019-05-03 · 2 vehicles · $310.1M sold · 58 investors
Stepstone Secondary Opportunities Fund IV Offshore, L.P.this issueroffshore2019-05-03lapsed$177.5M38
StepStone Secondary Opportunities Fund IV, L.P.2019-05-03lapsed$132.6M20
Fund III · first filed 2016-01-12 · 2 vehicles · $277.3M sold · 51 investors
StepStone Secondary Opportunities Fund III, L.P.2016-01-12dark$262.0M47
StepStone Secondary Opportunities Fund III Offshoreoffshore2016-01-12stalled$15.3M4

Grouped from Form D issuer names (generation, sleeve, jurisdiction and legal-form tokens removed); a name-only match, so abbreviated or renamed vehicles can be missed. Sold and investor figures are each vehicle's latest Form D; sleeves that report the same figure share one family-wide total and are counted once. Performance lines are what a public pension plan reports for its own interest in that fund, net, on the plan's cash flows and valuation date; they are not the general partner's figures.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Thomas A. Bradley

Executive Officer · New York, NY

Partner of the Issuer's General Partner

Mark T. Maruszewski

Executive Officer · New York, NY

Partner of the Issuer's General Partner

Michael I. McCabe

Executive Officer · New York, NY

Partner of the Issuer's General Partner

Monte I. Brem

Executive Officer · La Jolla, CA

Partner of the Issuer's General Partner

Jose I. Fernandez

Executive Officer · La Jolla, CA

Partner of the Issuer's General Partner

Tom I. Keck

Executive Officer · La Jolla, CA

Partner of the Issuer's General Partner

Jay I. Rose

Executive Officer · La Jolla, CA

Partner of the Issuer's General Partner

Johnny I. Randel

Executive Officer · La Jolla, CA

Partner of the Issuer's General Partner

Jason I. Ment

Executive Officer · New York, NY

Partner of the Issuer's General Partner

Darren I. Friedman

Executive Officer · New York, NY

Partner of the Issuer's General Partner

Questions About Stepstone Secondary Opportunities Fund IV Offshore, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Stepstone Secondary Opportunities Fund IV Offshore, L.P.?

Stepstone Secondary Opportunities Fund IV Offshore, L.P. is a Cayman Islands limited partnership that filed a Form D with the SEC on May 3, 2019 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is Stepstone Secondary Opportunities Fund IV Offshore, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Stepstone Secondary Opportunities Fund IV Offshore, L.P. filed a Form D with the SEC on May 3, 2019 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $177,510,000 sold to 38 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Stepstone Secondary Opportunities Fund IV Offshore, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Stepstone Secondary Opportunities Fund IV Offshore, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Stepstone Secondary Opportunities Fund IV Offshore, L.P. raised?

Stepstone Secondary Opportunities Fund IV Offshore, L.P. reported $177,510,000 sold from 38 investors in an offering of indefinite size as of the Form D filed May 3, 2019.

Who can invest in Stepstone Secondary Opportunities Fund IV Offshore, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Stepstone Secondary Opportunities Fund IV Offshore, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Stepstone Secondary Opportunities Fund IV Offshore, L.P. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Stepstone Secondary Opportunities Fund IV Offshore, L.P.?

The Form D lists 10 related persons: Thomas A. Bradley, executive officer (Partner of the Issuer's General Partner); Mark T. Maruszewski, executive officer (Partner of the Issuer's General Partner); Michael I. McCabe, executive officer (Partner of the Issuer's General Partner); Monte I. Brem, executive officer (Partner of the Issuer's General Partner); Jose I. Fernandez, executive officer (Partner of the Issuer's General Partner); Tom I. Keck, executive officer (Partner of the Issuer's General Partner); Jay I. Rose, executive officer (Partner of the Issuer's General Partner); Johnny I. Randel, executive officer (Partner of the Issuer's General Partner), and 2 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Stepstone Secondary Opportunities Fund IV Offshore, L.P. located?

The issuer's address on its SEC filings is 450 Lexington Avenue, 31st Floor, New York, NY 10017. Its phone number of record is 212-351-6100. It is organized under the laws of Cayman Islands.

How long is the Stepstone Secondary Opportunities Fund IV Offshore, L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is Stepstone Secondary Opportunities Fund IV Offshore, L.P.?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

Is this your offering?

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.