AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 413

CIK 0001777134Single-Deal SPV2019 vintage506(b), 3(c)(1)

Raised

$205K

Investors

9

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 413 is a Delaware-based pooled investment fund filed August 29, 2019, that raised $205K from 9 investors under Rule 506(b) and Section 3(c)(1) exemptions. The fund is part of the EquityZen platform, a pre-IPO secondary marketplace with over 1,800 related EDGAR entities, managed by EquityZen Advisors LLC with a $10K minimum investment.

This pre-IPO fund follows the standard EquityZen series structure: a 506(b) private placement under the Investment Company Act 3(c)(1) exemption (limited to 100 beneficial owners), with a $10K minimum investment threshold typical of retail-accessible pre-IPO vehicles. The raise size and investor count align with EquityZen's model of pooling smaller checks to access individual private company positions.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001777134
Entity NameEquityZen Growth Technology Fund LLC - Series 413
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateAugust 29, 2019
Accession Number0001781650-19-000003
Total Amount Sold$205K
Total Investors9
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.