EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 437

CIK 0001781273Single-Deal SPV2019 vintage506(b), 3(c)(1)

Raised

$208K

Investors

9

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 437 is a Delaware pooled investment vehicle filed by EquityZen Advisors LLC on 2019-08-14, raising $208K from 9 investors under exemptions 506(b) and 3(c)(1). The offering carries a $10K minimum investment and is part of EquityZen's pre-IPO secondary platform, which operates nearly 1,900 special purpose vehicles for accessing private company equity.

This pre-IPO SPV uses the standard 506(b) / 3(c)(1) exemption pairing typical of retail-accessible secondary funds. The $10K minimum places it at the lower accessibility tier for alternative investments, consistent with platforms democratizing access to late-stage private equity through fractional exposure vehicles.

Data Flags

total_amount_soldAverage investor commitment of approximately $23K suggests unusually uniform small-check participation across all 9 investors

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001781273
Entity NameEquityZen Growth Technology Fund LLC - Series 437
Exemption506(b), 3(c)(1)
First Sale Date
Filing DateAugust 14, 2019
Accession Number0001781273-19-000001
Total Amount Sold$208K
Total Investors9
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.