SEC filing record
Primary Source · SEC.gov

Acadian Hedged Alpha Equity Fund, LLC

Fund Vehicle2019 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$4M

Investors

6

Min Invest

$1,000,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Acadian Hedged Alpha Equity Fund, LLC is a Delaware limited liability company that first filed a Form D on October 21, 2019 and most recently amended it on October 13, 2023, describing itself as a hedge fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Acadian Hedged Alpha Equity Fund, LLC reported $3,957,444 sold from 6 investors of a $3,957,444 total offering as of the Form D filed October 13, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000,000. The Form D names Funds Distributor (CRD 7174), associated with None as the recipient of sales compensation soliciting in all states. The issuer's address of record is C/O Acadian Asset Management LLC, 260 Franklin Street, Boston, MA 02110.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001790242
Entity NameAcadian Hedged Alpha Equity Fund, LLC
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer AddressC/O Acadian Asset Management LLC, 260 Franklin Street, Boston, MA 02110
Phone(617) 850-3500
Industry / Fund TypePooled Investment Fund · Hedge Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateOctober 7, 2019
Filing DateOctober 13, 2023
Accession Number0001790242-23-000001
Total Offering Amount$3,957,444
Total Amount Sold$3,957,444
Amount Remaining$0
Total Investors6
Non-Accredited InvestorsNone
Minimum Investment$1,000,000
Offering DurationOne year or less
Net Asset Value RangeDecline to Disclose
State (Issuer Address)MA
Amendment Count5 filings on record

Filings on Record

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In the Terminal

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NAV prints

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Offering chains

1

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Acadian Asset Management LLC

Executive Officer · Boston, MA

Acadian Asset Management LLC is the Manager of the Issuer.

Scott P. Dias

Executive Officer · Boston, MA

Executive officer of the Manager of the Issuer.

Ross A. Dowd

Executive Officer · Boston, MA

Executive officer of the Manager of the Issuer.

Charmaine A. Catania

Executive Officer · Boston, MA

Executive officer of the Manager of the Issuer.

Brendan A. Bradley

Executive Officer · Boston, MA

Executive officer of the Manager of the Issuer.

Kelly A. Young

Executive Officer · Boston, MA

Executive officer of the Manager of the Issuer.

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Funds DistributorCRD 7174 on BrokerCheck

Associated broker-dealer: None · Portland, ME · Soliciting in all states

Questions About Acadian Hedged Alpha Equity Fund, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Acadian Hedged Alpha Equity Fund, LLC?

Acadian Hedged Alpha Equity Fund, LLC is a Delaware limited liability company that filed a Form D with the SEC on October 13, 2023 as a hedge fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is Acadian Hedged Alpha Equity Fund, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Acadian Hedged Alpha Equity Fund, LLC filed a Form D with the SEC on October 13, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $3,957,444 sold to 6 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Acadian Hedged Alpha Equity Fund, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Acadian Hedged Alpha Equity Fund, LLC claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Acadian Hedged Alpha Equity Fund, LLC raised?

Acadian Hedged Alpha Equity Fund, LLC reported $3,957,444 sold from 6 investors of a $3,957,444 total offering as of the Form D filed October 13, 2023.

Who can invest in Acadian Hedged Alpha Equity Fund, LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000,000.

What is the minimum investment in Acadian Hedged Alpha Equity Fund, LLC?

The Form D lists $1,000,000 as the minimum investment accepted from any outside investor as of October 13, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Acadian Hedged Alpha Equity Fund, LLC and how are they paid?

The Form D names Funds Distributor (CRD 7174), associated with None as the recipient of sales compensation soliciting in all states.

Who is behind Acadian Hedged Alpha Equity Fund, LLC?

The Form D lists 6 related persons: Acadian Asset Management LLC, executive officer (Acadian Asset Management LLC is the Manager of the Issuer); Scott P. Dias, executive officer (Executive officer of the Manager of the Issuer); Ross A. Dowd, executive officer (Executive officer of the Manager of the Issuer); Charmaine A. Catania, executive officer (Executive officer of the Manager of the Issuer); Brendan A. Bradley, executive officer (Executive officer of the Manager of the Issuer); Kelly A. Young, executive officer (Executive officer of the Manager of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Acadian Hedged Alpha Equity Fund, LLC located?

The issuer's address on its SEC filings is C/O Acadian Asset Management LLC, 260 Franklin Street, Boston, MA 02110. Its phone number of record is 617-850-3500. It is organized under the laws of Delaware.

How long is the Acadian Hedged Alpha Equity Fund, LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 4 amendments are on record for this CIK.

How large is Acadian Hedged Alpha Equity Fund, LLC?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.