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Primary Source · SEC.gov

EquityZen Thematic Fund LLC - Most Requested Series 1

CIK 0001793956Single-Deal SPV2019 vintage506(b), 3(c)(1)
EquityZenFull Review

Raised

$750K

Investors

41

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Thematic Fund LLC - Most Requested Series 1 is a Delaware pooled investment fund filed by EquityZen Advisors LLC on December 31, 2019, raising $750K from 41 investors under Rule 506(b) and Section 3(c)(1). The minimum investment is $10K. This entity is part of the EquityZen platform, which operates over 150 related private equity fund vehicles per EDGAR records.

This is a typical small-scale private equity fund vehicle using the standard 506(b)/3(c)(1) exemption structure, limiting it to 99 accredited investors. The $10K minimum investment is below the typical institutional threshold, indicating a retail-accessible private equity product consistent with secondary marketplace platforms.

Data Flags

investor count vs. raise amount41 investors contributing $750K represents an average check size of approximately $18K, unusually small for a private equity fund and suggesting high investor fragmentation
first sale dateFirst sale date not disclosed on an original filing reporting $750K already sold, preventing verification of filing timeliness and vintage determination
states of solicitationStates of solicitation not specified despite 41 investors, which is atypical for 506(b) offerings that generally require geographic disclosure

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001793956
Entity NameEquityZen Thematic Fund LLC - Most Requested Series 1
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateDecember 31, 2019
Accession Number0001793956-19-000001
Total Amount Sold$750K
Total Investors41
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. AltStreet analysis (summaries, flags, category context) is generated by Claude from this primary source data and reviewed for accuracy. Platform-provided information (if present) is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. EDGAR data is verified read-only — platforms may request factual corrections for demonstrable inaccuracies by contacting research@altstreet.investments. This page does not constitute investment advice.