EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 969

CIK 0001875801Single-Deal SPV2022 vintage506(b), 3(c)(1)

Raised

$956K

Investors

35

Min Invest

$9,984

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 969 is a Delaware-based pooled investment vehicle filed by EquityZen Advisors LLC that raised $956K from 35 investors with a $10K minimum investment under Rule 506(b) and Section 3(c)(1) exemptions. This amended filing is part of EquityZen's platform of nearly 1,900 pre-IPO investment vehicles providing access to private growth companies.

This pre-IPO fund operates under the standard 506(b)/3(c)(1) exemption structure common to private investment vehicles, with a $10K minimum investment that positions it as accessible to accredited retail investors rather than institutional-only capital. The per-investor check size of approximately $27K reflects the platform's model of aggregating smaller accredited investors to access late-stage private equity positions.

Data Flags

generalAmendment filing for a vehicle originally dated 2022-03-03, indicating a material change or update to the original offering terms

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001875801
Entity NameEquityZen Growth Technology Fund LLC - Series 969
Exemption506(b), 3(c)(1)
First Sale Date
Filing DateMarch 3, 2022
Accession Number0001875801-22-000003
Total Amount Sold$956K
Total Investors35
Minimum Investment$9,984
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

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Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.