AltStreet
EDGAR Verified
Primary Source · SEC.gov

EquityZen Growth Technology Fund LLC - Series 963

CIK 0001875807Single-Deal SPV2021 vintage506(b), 3(c)(1)

Raised

$200K

Investors

10

Min Invest

$10,000

AltStreet Analysis

·

Generated from EDGAR primary sources

EquityZen Growth Technology Fund LLC - Series 963 is a Delaware pooled investment fund filed on 2021-08-12 by EquityZen Advisors LLC, raising $200K from 10 investors under Rule 506(b) and 3(c)(1) exemptions with a $10K minimum investment. This entity is part of the EquityZen platform, which specializes in pre-IPO secondary market access through a series SPV structure with 1,889 related EDGAR entities.

This pre-IPO pooled investment vehicle uses the common 506(b)/3(c)(1) exemption pairing typical of small, accredited-investor-only funds. The $10K minimum and $200K total raise represent EquityZen's standard democratized access model for secondary pre-IPO positions, with an average commitment of $20K per investor consistent with retail-accessible alternative investment platforms.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001875807
Entity NameEquityZen Growth Technology Fund LLC - Series 963
Exemption506(b), 3(c)(1)
First Sale Date—
Filing DateAugust 12, 2021
Accession Number0001875807-21-000001
Total Amount Sold$200K
Total Investors10
Minimum Investment$10,000
Securities TypeEquity, Pooled Investment Fund
State of IncorporationNot specified
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

EquityZen Advisors LLC

Executive Officer, Director · New York, NY

Richard Thoms

Executive Officer · Salt Lake City, UT

Assure Fund Management II LLC

Director · Salt Lake City, UT

Philip Haslett

Executive Officer, Director · New York, NY

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Claim Profile — FreeGet Verified — $2,400/yr

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.